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Investment Adviser Firm Summary

HEFREN-TILLOTSON, INC. (CRD# 53 / SEC# 8-10646, 801-55083)
Alternate Names: HEFREN-TILLOTSON, INC. , HT ASSET MANAGEMENT

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/11/1997

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 08/23/2016
Arizona 12/09/2010
California 12/09/2005
Connecticut 05/26/2017
Delaware 09/17/2007
Florida 06/14/2001
Georgia 08/08/2006
Illinois 12/14/2005
Indiana 11/19/2014
Kansas 09/20/2018
Kentucky 08/13/2012
Louisiana 10/11/2012
Maryland 10/09/2007
Massachusetts 03/27/2006
Michigan 04/09/2010
Minnesota 02/14/2018
Missouri 07/09/2010
Nevada 12/16/2015
New Hampshire 09/09/2004
New Jersey 06/13/2005
New York 08/02/2004
North Carolina 12/09/2005
Ohio 06/14/2001
Oregon 07/20/2016
Pennsylvania 03/28/2002
South Carolina 12/09/2005
Tennessee 01/07/2010
Texas 05/03/2004
Vermont 08/24/1998
Virginia 10/28/2005
Washington 02/09/2011
West Virginia 08/03/2001

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser