at


Investment Adviser Firm Summary

LINCOLN INVESTMENT PLANNING, LLC (CRD# 519 / SEC# 8-14354, 801-14059)
Alternate Names: LINCOLN INVESTMENT , LINCOLN INVESTMENT PLANNING, INC , LINCOLN INVESTMENT PLANNING, INC. , LINCOLN INVESTMENT PLANNING, LLC , THE LEGEND GROUP , THE LINCOLN INVESTMENT COMPANIES

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/11/1978

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/02/2001
Alaska 04/13/1999
Arkansas 07/02/1992
California 07/08/1997
Colorado 01/01/1999
Connecticut 12/16/1997
Delaware 06/20/2003
District of Columbia 02/02/1994
Florida 09/26/1988
Georgia 11/01/1990
Hawaii 09/21/1995
Idaho 03/08/1989
Illinois 05/26/1983
Indiana 02/05/2001
Iowa 01/01/1999
Kansas 12/08/1998
Kentucky 04/08/1999
Louisiana 10/10/2001
Maine 01/01/1998
Maryland 03/28/1991
Michigan 04/12/1999
Minnesota 01/02/1987
Mississippi 12/05/1997
Missouri 03/09/1988
Montana 01/02/1998
Nebraska 08/27/2001
Nevada 11/27/1990
New Hampshire 11/25/1991
New Jersey 06/27/2002
New Mexico 01/03/1989
New York 06/28/1982
North Carolina 05/30/2001
North Dakota 11/22/2000
Ohio 05/07/1999
Oklahoma 01/01/1998
Oregon 04/19/1999
Pennsylvania 03/31/2011
Rhode Island 01/01/1993
South Carolina 01/26/2001
South Dakota 01/27/1989
Tennessee 04/08/1999
Texas 01/30/1985
Utah 07/05/1994
Vermont 12/14/1994
Virginia 08/23/1989
Washington 09/20/1988
West Virginia 07/29/1986
Wisconsin 12/10/1990

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser