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Investment Adviser Firm Summary

FEDERATED SECURITIES CORP. (CRD# 5009 / SEC# 8-15561, 801-70438)
Alternate Names: FEDERATED SECURITIES CORP.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/17/2009

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 08/17/2009
Alaska 08/17/2009
Arizona 08/17/2009
Arkansas 08/17/2009
California 08/17/2009
Colorado 03/30/2015
Connecticut 08/17/2009
Delaware 08/17/2009
District of Columbia 08/17/2009
Florida 08/17/2009
Georgia 08/17/2009
Hawaii 08/17/2009
Idaho 08/17/2009
Illinois 10/01/2009
Indiana 08/17/2009
Iowa 08/18/2009
Kansas 08/17/2009
Kentucky 08/17/2009
Louisiana 08/17/2009
Maine 08/17/2009
Maryland 08/17/2009
Massachusetts 08/17/2009
Michigan 08/17/2009
Minnesota 08/17/2009
Mississippi 08/17/2009
Missouri 08/17/2009
Montana 08/17/2009
Nebraska 08/17/2009
Nevada 08/17/2009
New Hampshire 08/17/2009
New Jersey 08/20/2009
New Mexico 08/17/2009
New York 08/17/2009
North Carolina 08/17/2009
North Dakota 08/17/2009
Ohio 08/17/2009
Oklahoma 08/17/2009
Oregon 08/17/2009
Pennsylvania 08/17/2009
Puerto Rico 08/17/2009
Rhode Island 08/17/2009
South Carolina 08/17/2009
South Dakota 08/21/2009
Tennessee 08/17/2009
Texas 08/17/2009
Utah 08/17/2009
Vermont 08/17/2009
Virginia 08/17/2009
Washington 08/17/2009
West Virginia 08/17/2009
Wisconsin 08/17/2009
Wyoming 07/25/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser