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Investment Adviser Firm Summary

SIGNATOR INVESTORS, INC. (CRD# 468 / SEC# 8-13995, 801-56298)
Alternate Names: JOHN HANCOCK DISTRIBUTORS, INC. , SIGNATOR INVESTORS, INC.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/15/1999

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/24/1996
Alaska 01/09/1998
Arkansas 12/08/1997
California 04/23/1999
Colorado 04/09/1999
Connecticut 04/16/1999
Delaware 08/25/2003
District of Columbia 11/17/1997
Florida 12/23/1997
Georgia 01/05/1998
Hawaii 04/08/1999
Idaho 08/12/1997
Illinois 10/02/1997
Indiana 08/19/1997
Iowa 04/20/1999
Kansas 01/04/1999
Kentucky 01/30/2014
Louisiana 10/16/2001
Maine 10/16/1997
Maryland 03/05/1998
Michigan 04/09/1999
Minnesota 01/02/1998
Mississippi 07/15/1999
Missouri 04/16/1999
Montana 08/07/1997
Nebraska 02/02/1998
Nevada 06/09/1999
New Hampshire 10/23/1997
New Jersey 01/10/1997
New Mexico 01/12/1998
New York 09/17/1998
North Carolina 05/31/2001
North Dakota 03/30/2016
Ohio 06/22/1999
Oklahoma 06/21/1999
Oregon 02/08/1998
Pennsylvania 01/16/2014
Rhode Island 08/05/1999
South Carolina 03/20/2001
South Dakota 12/17/1997
Tennessee 06/14/1999
Texas 02/25/1969
Utah 05/04/1998
Vermont 01/01/1998
Virginia 08/28/1997
Washington 12/01/1997
West Virginia 01/01/1998
Wisconsin 09/09/1997
Wyoming 07/24/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser