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Investment Adviser Firm Summary

HANTZ FINANCIAL SERVICES, INC. (CRD# 46047 / SEC# 8-51291, 801-106859)
Alternate Names: HANTZ FINANCIAL SERVICES, INC.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/19/2015
California Terminated 01/01/2016
Florida Terminated 12/02/2015
Georgia Terminated 12/18/2015
Illinois Terminated 11/19/2015
Indiana Terminated 12/09/2015
Michigan Terminated 01/26/2016
North Carolina Terminated 12/02/2015
Ohio Terminated 12/02/2015
South Carolina Terminated 12/02/2015
Texas Terminated 12/02/2015
Wisconsin Terminated 12/02/2015

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 12/04/2015
Alaska 10/07/2016
Arizona 12/04/2015
Arkansas 02/09/2016
California 11/19/2015
Colorado 12/04/2015
Connecticut 01/19/2016
Delaware 01/14/2017
District of Columbia 12/04/2015
Florida 11/19/2015
Georgia 11/19/2015
Hawaii 01/14/2017
Idaho 01/13/2016
Illinois 11/19/2015
Indiana 11/19/2015
Iowa 12/04/2015
Kansas 12/04/2015
Kentucky 12/04/2015
Louisiana 09/13/2016
Maine 12/04/2015
Maryland 12/04/2015
Massachusetts 12/04/2015
Michigan 11/19/2015
Minnesota 12/04/2015
Mississippi 01/14/2017
Missouri 12/04/2015
Montana 09/13/2016
Nebraska 12/04/2015
Nevada 12/04/2015
New Hampshire 09/21/2016
New Jersey 12/17/2015
New Mexico 12/04/2015
New York 12/04/2015
North Carolina 11/19/2015
North Dakota 01/14/2017
Ohio 11/19/2015
Oklahoma 12/04/2015
Oregon 12/04/2015
Pennsylvania 12/04/2015
Rhode Island 01/14/2017
South Carolina 11/19/2015
South Dakota 01/14/2017
Tennessee 12/04/2015
Texas 11/19/2015
Utah 09/23/2016
Vermont 10/10/2016
Virgin Islands 10/24/2016
Virginia 12/04/2015
Washington 12/04/2015
West Virginia 12/04/2015
Wisconsin 11/19/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser