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Investment Adviser Firm Summary

SYNERGY INVESTMENT GROUP, LLC (CRD# 46035 / SEC# 8-51278 )
Alternate Names: A.D. VALLETT & CO. , ADVANTAGE FINANCIAL SERVICES , ARRIBA INVESMENT & EXCHANGE CORPORATION , ARRIBA INVESTMENT MANAGEMENT , AVELLAR ADVISORS, INC. , BRIDGEDAL CAPITAL MANAGEMENT , BUFFALO SHIELD FINANCIAL PLANNING , CHARTER FINANCIAL GROUP , CLOUT, INC. , COMPASS WEALTH MANAGEMENT , DEVON FINANCIAL GROUP, LTD , DON E. SMITH CO. , FOX & FIN AND LIPSKI SECURITIES , HANEY & ALEXANDER INVESTMENT MANAGEMENT , HULSEY FINANCIAL SERVICES , INA TAX ADVISORS, INC. , JOHN M. BLUMBERG, CPA, PC , LBS FINANCIAL SERVICES, LLC , MCCULLEY & WILKINSON, INC. , OKLAHOMA FINANCIAL GROUP , OLD TOWNE FINANCIAL MANAGEMENT, INC. , OVERSON ADVISORY GROUP , OVERSON TAX ADVISORY, INC. , PENN NORTH FINANCIAL SERVICES , RETIREMENT BY DESIGN , SANDEFER MAYO, LLC , STRATEGIC INVESTMENT DESIGNS , SYNERGY ADVISORY GROUP , SYNERGY BUSINESS ADVISORS, LLC , SYNERGY INVESTMENT GROUP, LLC , TAX & RETIREMENT PLANNING , W. RALEIGH SEXTON JR., INC. , WHITLEY FINANCIAL, LLC

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Terminated 11/28/2012
Arizona Terminated 12/31/2012
Colorado Approved 11/23/2012
Connecticut Terminated 11/09/2007
Georgia Terminated 11/09/2007
Indiana Terminated 11/13/2007
Maryland Terminated 11/09/2007
Nevada Terminated 12/17/2007
New Jersey Terminated 06/01/2010
North Carolina Approved 07/01/2012
Ohio Terminated 12/31/2013
Pennsylvania Approved 07/13/2012
Tennessee Terminated 12/09/2007
Virginia Terminated 11/09/2007
Wyoming Termination Requested 12/06/2017

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


Not Currently Notice Filed


EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser