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Investment Adviser Firm Summary

SUPREME ALLIANCE LLC (CRD# 45348 / SEC# 8-51046, 801-108980)
Alternate Names: BMS INTERNATIONAL INCORPORATED , JONES, MICHAEL , SUPREME ALLIANCE LLC

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/23/2017
Idaho Terminated 02/14/2017
Iowa Terminated 02/14/2017
Kentucky Terminated 03/22/2017
Louisiana Terminated 02/14/2017
Maryland Terminated 03/30/2016
North Carolina Terminated 02/14/2017
Ohio Terminated 02/14/2017
Texas Terminated 02/14/2017

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/22/2018
California 02/14/2017
Colorado 02/14/2017
Connecticut 04/20/2017
Florida 02/14/2017
Georgia 06/22/2018
Hawaii 02/14/2017
Idaho 02/14/2017
Indiana 02/14/2017
Iowa 02/14/2017
Kansas 02/14/2017
Kentucky 02/14/2017
Louisiana 02/14/2017
Maryland 02/14/2017
Massachusetts 02/14/2017
Minnesota 02/14/2017
Nevada 06/22/2018
New Jersey 03/01/2017
North Carolina 02/14/2017
North Dakota 02/14/2017
Ohio 02/14/2017
South Carolina 02/14/2017
Texas 02/14/2017
Utah 02/14/2017
Washington 02/14/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser