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Investment Adviser Firm Summary

VALIC FINANCIAL ADVISORS, INC. (CRD# 42803 / SEC# 8-50018, 801-54952)
Alternate Names: AIG RETIREMENT ADVISORS, INC. , AMERICAN GENERAL FINANCIAL ADVISORS, INC. , VALIC FINANCIAL ADVISORS, INC. , VALIC INVESTMENT SERVICES COMPANY

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/10/1997

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 12/18/1997
Alaska 10/31/1997
Arizona 01/01/2001
Arkansas 10/23/1997
California 10/16/1997
Colorado 12/28/2000
Connecticut 10/29/1997
Delaware 08/25/2003
District of Columbia 03/25/1998
Florida 11/21/1997
Georgia 02/23/1998
Hawaii 05/21/1998
Idaho 10/22/1997
Illinois 12/05/1997
Indiana 02/28/2001
Iowa 06/07/2001
Kansas 10/13/1997
Kentucky 02/23/2001
Louisiana 09/27/2001
Maine 01/05/1998
Maryland 11/03/1997
Massachusetts 02/19/2002
Michigan 02/23/2001
Minnesota 01/02/1998
Mississippi 02/23/2001
Missouri 10/14/1997
Montana 10/16/1997
Nebraska 10/14/1997
Nevada 01/02/1998
New Hampshire 10/17/1997
New Jersey 12/30/1998
New Mexico 02/24/1998
New York 10/20/1997
North Carolina 02/23/2001
North Dakota 03/05/2002
Ohio 06/07/2001
Oklahoma 01/01/1998
Oregon 07/03/1997
Pennsylvania 06/07/2001
Rhode Island 07/07/1999
South Carolina 11/21/1997
South Dakota 10/22/1997
Tennessee 10/23/1997
Texas 02/23/2001
Utah 01/01/1998
Vermont 11/14/1997
Virginia 11/14/1997
Washington 11/14/1997
West Virginia 12/05/1997
Wisconsin 12/05/1997

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser