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Investment Adviser Firm Summary

SUNBELT SECURITIES, INC. (CRD# 42180 / SEC# 8-49748, 801-71479)
Alternate Names: SUNBELT ADVISORY SERVICES, INC. , SUNBELT SECURITIES , SUNBELT SECURITIES, INC. , SUNBELT WEALTH MANAGEMENT, INC.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/24/2010
Kentucky Terminated 07/16/2010
Texas Terminated 07/16/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 10/19/2011
Arkansas 03/15/2011
California 10/19/2011
Colorado 03/08/2011
Florida 03/23/2012
Georgia 03/05/2013
Illinois 10/20/2011
Iowa 08/16/2013
Kentucky 06/24/2010
Louisiana 10/19/2011
Maryland 08/18/2017
Michigan 11/18/2013
Mississippi 10/19/2011
Missouri 03/24/2011
Nebraska 10/19/2011
Nevada 05/11/2015
New Jersey 10/27/2017
New Mexico 10/19/2011
New York 06/20/2012
North Carolina 10/19/2011
Ohio 10/19/2011
Oklahoma 10/19/2011
Oregon 10/09/2013
Pennsylvania 07/11/2014
South Dakota 01/18/2012
Tennessee 11/11/2013
Texas 06/24/2010
Utah 08/16/2013
Virginia 11/18/2013
Washington 10/28/2013
West Virginia 10/19/2011
Wisconsin 03/08/2011

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser