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Investment Adviser Firm Summary

CUSO FINANCIAL SERVICES, L.P. (CRD# 42132 / SEC# 8-49711, 801-60300)
Alternate Names: CUSO FINANCIAL SERVICES, L.P. , CUSO FINANCIAL SERVICES, LTD.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/31/2001
Alaska Terminated 06/06/2001
California Terminated 05/31/2001
Colorado Terminated 06/06/2001
Florida Terminated 06/06/2001
Indiana Terminated 11/08/2001
Louisiana Terminated 10/02/2001
Maryland Terminated 06/11/2001
Michigan Terminated 12/04/2001
Minnesota Terminated 06/06/2001
Missouri Terminated 05/31/2001
Nevada Terminated 06/06/2001
New Jersey Terminated 10/12/2006
New Mexico Terminated 06/06/2001
North Carolina Terminated 06/06/2001
Ohio Terminated 06/06/2001
Tennessee Terminated 07/06/2001
Texas Terminated 07/12/2001
Virginia Terminated 06/07/2001
Washington Terminated 06/06/2001
Wisconsin Terminated 06/06/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/25/2013
Alaska 05/31/2001
Arizona 05/31/2001
Arkansas 02/08/2013
California 04/10/1997
Colorado 05/31/2001
Connecticut 10/15/2007
Delaware 07/19/2017
District of Columbia 02/19/2002
Florida 06/22/2001
Georgia 05/09/2001
Hawaii 03/30/2004
Idaho 01/01/1999
Illinois 02/22/2002
Indiana 05/31/2001
Iowa 07/29/2009
Kansas 02/19/2002
Kentucky 10/15/2007
Louisiana 07/19/2017
Maine 07/19/2017
Maryland 05/31/2001
Massachusetts 05/09/2006
Michigan 06/06/2001
Minnesota 05/16/2006
Mississippi 07/19/2017
Missouri 05/31/2001
Montana 11/11/2009
Nebraska 08/28/2012
Nevada 05/31/2001
New Hampshire 02/21/2002
New Jersey 02/15/2000
New Mexico 05/31/2001
New York 05/31/2001
North Carolina 12/12/2001
North Dakota 07/19/2017
Ohio 04/06/2000
Oklahoma 06/15/2001
Oregon 01/21/2005
Pennsylvania 01/21/2005
Puerto Rico 07/19/2017
Rhode Island 07/19/2017
South Carolina 02/08/2013
South Dakota 07/19/2017
Tennessee 05/31/2001
Texas 12/03/1997
Utah 02/21/2002
Vermont 02/19/2002
Virgin Islands 07/19/2017
Virginia 05/31/2001
Washington 05/31/2001
West Virginia 02/08/2013
Wisconsin 11/10/1998
Wyoming 07/05/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser