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Investment Adviser Firm Summary

WOODBURY FINANCIAL SERVICES, INC. (CRD# 421 / SEC# 8-13846, 801-54905)
Alternate Names: ADVANCE FINANCIAL SERVICES , ALLEN FINANCIAL ADVISEMENT , ALLIANCE FIANNCIAL SERVICES , ALLIANCE FINANCIAL SERVICES INVESTMENT AND RETIREMENT ADVISORS , ALPINE PLANNING GROUP , AMERICAN FINANCIAL SERVICES , AMEV INVESTORS, INC. , ATLAS FINANCIAL PLANNING , ATRIUM WEALTH ADVISORS , BERNSTEIN FINANCIAL GROUP , BLUE PACIFIC ADVISORS , BLUEBIRD WEALTH PARTNERS , BRACKER WEALTH MANAGEMENT , BROOKSTONE WEALTH STRATEGIES , BULLISH BAER , CALDERWOOD FINANCIAL STRATEGIES , CHRIS RHYNE FINANCIAL MANAGEMENT , CIRCLE CITY WEALTH ADVISORS , CLEAR DIRECTION INVESTMENTS , CML WEALTH MANAGEMENT , COMPREHENSIVE WEALTH SOLUTIONS , CONSULTANTS IN WEALTH MANAGEMENT , CORNERSTONE WEALTH MANAGEMENT , CREATIVE FINANCIAL GROUP , CROMER FAMILY FINANCIAL , CROSS FINANCIAL , CUE FINANCIAL OF OKLAHOMA , CUI WEALTH MANAGEMENT , D&L FINANCIAL ADVISORS , DEMERY WEALTH ADVISORS , DOTY FINANCIAL SOLUTIONS , ELEKTRON WEALTH MANAGEMENT , ENGAGE FINANCIAL GROUP , FELICIANO FINANCIAL GROUP , FERD GARCIA WEALTH MANAGEMENT , FERDINANDSEN FINANCIAL GROUP , FIRST MATE FINANCIAL ADVISORS , FORTIS INVESTORS, INC. , FPG PRIVATE WEALTH ADVISORS , GHJ FINANCIAL GROUP , GRIFFIN FINANCIAL LLC , GUIDANCE ADVISORS , HEDRICK WEALTH MANAGEMENT GROUP , HERSHEY INVESTMENTS , INCOME ADVISOR TEAM , INTEGRITY WEALTH SERVICES , INVESTMENT COMPONENT , KAS INVESTMENT SERICES, INC. , KHS WEALTH AND INSURANCE SERVICES , KNOX FINANCIAL ADVISING , LARSON FINANCIAL ADVISORS , LEGACY PLANNING GROUP , LEGACY PREMIER ADVISORS , LEGACY RETIREMENT PLAN SERVICES , LEGACY WEALTH MANAGEMENT , LINDBERG FINANCIAL , MACY WEALTH MANAGEMENT , MARK SCHLAFER & CO. , MARTING FINANCIAL , MINDFUL WEALTH ADVISORS , MINKOFF CAPITAL , MONEY WISE PLANNING GROUP , MURPHY FINANCIAL SERVICES , NICOLAS JOHN FINANCIAL , NORTHEAST VALLEY FINANCIAL , NORTHPOINT FINANCIAL GROUP , NORTHSTAR FINANCIAL SERVICES , NPB FINANCIAL , O'MALLEY WEALTH MANAGEMENT , OAK BROOK WEALTH MANAGEMENT , OMADA FINANCIAL , ON TRACK FINANCIAL , OZANNE FINANCIAL SERVICES , OZANNE FINANICAL SERVICES , P&P ASSET MANAGEMENT , PEACOCK FINANCIAL SERVICES , PETRICIC & PHILLIPS FINANCIAL GROUP , PHYSICIANS PLANNING GROUP , POINDEXTER FINANCIAL SERVICES , POWER WOMEN INVESTING , QRS & ASSOCIATES , RAMIREZ & RAINS , RAYMOND WEALTH MANAGEMENT , REYNOLDS FINANCIAL ADVISORS , RJA FINANCIAL SERVICES, INC. , ROB JOHNSON FINANCIAL , ROBNETT , ROBNETT CERTIIFIED PUBLIC ACCOUNTANTS FIANCIAL ADVISORS , RUSSELL INVESTMENT ADVISORS , RYAN FINANCIAL , SCHLAFER WEALTH MANAGEMENT , SCHNUELLE, WITTE & ASSOCIATES , SCHOOLER FINANCIAL , SECURITY FIRST WEALTH MANAGMENET , SERVICE WEALTH ADVISORS , SHAW HOLDEN FINANCIAL , SHERPA FINNANCIAL SERVICES , SHOBER & ZELCER FINANCIAL PLANNING , SILVER OAK FINANCIAL , SILVEROAK FINANCIAL GROUP , SLAYTON WEALTH MANAGEMENT , SOUTHWEST BUSINESS CONSULTANTS , SPECTRUM FINANCIAL PARTNERS , ST. PAUL INVESTORS, INC. , STAFFORD WEALTH MANAGEMENT , STEWART FINANCIAL , STRATEGIC CAPITAL ADVISORS , STRATEGIC WEALTH INC , SWM FINANCIAL , TENACITY ADVISOR GROUP , TERESA M. HART FINANCIAL SERVICES , THE BIG PICTURE GROUP , THE LINEAGE GROUP , TRINITY ADVISOR GROUP, INC. , TRUJILLO PRIVATE WEALTH , TUTSCHULTE FINANCIAL PLANNING , VALTINSON BRUNER FINANCIAL SERVICES , VALTINSON, BRUNER AND YOUNG FINANCIAL GROUP , WAGNER FINANCIAL SERVICES, INC. , WALLER WEALTH MANAGEMENT , WEALTH NETWORK , WEALTH SERVICES ALLIANCE , WEGGE FINANCIAL GROUP , WHITTENBURG WEALTH MANAGEMENT , WOODBURY ADVISOR CENTRAL , WOODBURY FINANCIAL SERVICES, INC. , YUN CAPITAL ADVISORS

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/19/1997

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/12/2004
Alaska 04/12/2002
Arizona 02/24/2006
Arkansas 08/31/2001
California 01/27/1998
Colorado 01/01/1999
Connecticut 03/11/1998
Delaware 09/29/2003
District of Columbia 07/02/1999
Florida 10/27/1997
Georgia 04/01/1999
Hawaii 08/04/2006
Idaho 08/14/1998
Illinois 10/27/1997
Indiana 10/15/1997
Iowa 01/01/1999
Kansas 10/24/1997
Kentucky 03/13/2001
Louisiana 11/25/2002
Maine 02/24/2006
Maryland 11/19/1998
Massachusetts 01/01/2000
Michigan 03/22/2001
Minnesota 10/21/1997
Mississippi 01/07/1999
Missouri 10/30/1998
Montana 06/28/2000
Nebraska 11/19/1998
Nevada 07/14/1998
New Hampshire 12/03/1999
New Jersey 02/11/2003
New Mexico 09/13/2000
New York 04/01/1999
North Carolina 05/13/2002
North Dakota 04/25/2000
Ohio 04/02/1999
Oklahoma 11/24/1998
Oregon 08/27/1998
Pennsylvania 03/31/2004
Rhode Island 05/12/2004
South Carolina 01/01/2000
South Dakota 10/12/2000
Tennessee 11/25/2002
Texas 12/16/2002
Utah 09/29/2000
Vermont 09/29/1999
Virgin Islands 10/28/2010
Virginia 11/02/1998
Washington 08/17/1998
West Virginia 02/12/2004
Wisconsin 02/03/1998
Wyoming 07/06/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser