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Investment Adviser Firm Summary

ARVEST INVESTMENTS, INC. (CRD# 42057 / SEC# 8-49677, 801-63738)
Alternate Names: ARVEST ASSET MANAGEMENT , ARVEST INVESTMENTS, INC. , ARVEST WEALTH MANAGEMENT

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/03/2005
Arkansas Terminated 01/04/2005
Oklahoma Terminated 01/07/2005

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 08/18/2005
Alaska 04/20/2007
Arizona 05/27/2005
Arkansas 01/04/2005
California 08/29/2005
Colorado 05/27/2005
Connecticut 06/17/2008
Delaware 03/29/2012
District of Columbia 03/29/2012
Florida 05/31/2005
Georgia 10/17/2006
Hawaii 03/29/2012
Idaho 06/17/2008
Illinois 02/15/2006
Indiana 04/17/2007
Iowa 06/18/2008
Kansas 05/27/2005
Kentucky 06/17/2008
Louisiana 08/29/2005
Maine 03/29/2012
Maryland 05/27/2005
Massachusetts 06/17/2008
Michigan 11/15/2006
Minnesota 06/17/2008
Mississippi 03/29/2012
Missouri 01/03/2005
Montana 03/29/2012
Nebraska 05/13/2005
Nevada 05/27/2005
New Hampshire 03/29/2012
New Jersey 04/05/2012
New Mexico 08/29/2005
New York 06/17/2008
North Carolina 05/27/2005
North Dakota 05/27/2005
Ohio 08/23/2007
Oklahoma 01/03/2005
Oregon 06/17/2008
Pennsylvania 06/17/2008
Puerto Rico 03/14/2013
Rhode Island 06/17/2008
South Carolina 02/15/2006
South Dakota 06/18/2008
Tennessee 04/18/2007
Texas 05/27/2005
Utah 06/17/2008
Vermont 03/29/2012
Virginia 08/29/2005
Washington 05/27/2005
West Virginia 03/29/2012
Wisconsin 03/29/2012
Wyoming 03/28/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser