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Investment Adviser Firm Summary

SANDLAPPER WEALTH MANAGEMENT, LLC (CRD# 41534 / SEC# 8-49478, 801-79219)
Alternate Names: BOON CAPITAL ADVISORS , BRIDGE VALLEY FINANCIAL , BUFFALO TRACE FINANCIAL GROUP , CAROLINA FINANCIAL , COLONY PARK FINANCIAL SERVICES LLC , COLONY PARK FINANCIAL SERVICES LLC. , GCA SECURITIES, L.L.C. , GREENE DIRECTIONS LLC , HYDE PARK WEALTH MANAGEMENT , HYPERION WEALTH MANAGEMENT, LLC , INVESTORS COACH , IREXA FINANCIAL SERVICES/ WEALTH STRATEGIES , KALA ADVISORS, LLC , KKIM FINANCIAL , LKB FINANCIAL, L.L.C. , PLUSPOINT ADVISORS , SANDLAPPER WEALTH MANAGEMENT, LLC , SPECIALIZED WEALTH MANAGEMENT , TELLURIDE WEALTH MANAGEMENT , THE SHERER GROUP , WMS FINANCIAL PLANNERS INC

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/19/2014
California Terminated 03/22/2014
Florida Terminated 02/20/2014
Georgia Terminated 02/20/2014
Illinois Terminated 02/19/2014
Kentucky Terminated 02/24/2014
Louisiana Terminated 02/28/2014
Missouri Terminated 02/20/2014
New Jersey Terminated 02/28/2014
New York Terminated 02/20/2014
Ohio Terminated 02/20/2014
South Carolina Terminated 02/20/2014
Tennessee Terminated 03/22/2014
Texas Terminated 02/20/2014
Washington Terminated 11/01/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/25/2018
Alaska 10/31/2017
Arizona 06/22/2015
California 02/19/2014
Colorado 10/31/2017
Florida 02/19/2014
Georgia 02/19/2014
Hawaii 03/24/2014
Illinois 02/19/2014
Indiana 08/05/2016
Kentucky 02/19/2014
Louisiana 02/19/2014
Maryland 06/22/2015
Minnesota 03/25/2014
Missouri 02/19/2014
Nevada 10/31/2017
New Hampshire 03/13/2014
New Jersey 02/28/2014
New York 02/19/2014
North Carolina 10/01/2015
North Dakota 06/30/2014
Ohio 02/19/2014
Oregon 06/22/2015
Pennsylvania 12/02/2015
South Carolina 02/19/2014
South Dakota 04/06/2015
Tennessee 02/19/2014
Texas 02/19/2014
Utah 10/31/2017
Virginia 03/30/2016
Washington 03/14/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser