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Investment Adviser Firm Summary

HANCOCK INVESTMENT SERVICES, INC. (CRD# 40637 / SEC# 8-49106, 801-68420)
Alternate Names: HANCOCK INVESTMENT SERVICES, INC. , WHITNEY INVESTMENT SERVICES , WHITNEY INVESTMENT SERVICES OF TEXAS

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/24/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 10/24/2007
Alaska 07/16/2014
Arizona 07/16/2014
Arkansas 08/23/2012
California 08/23/2012
Colorado 07/16/2014
Connecticut 07/16/2014
Delaware 07/16/2014
District of Columbia 07/16/2014
Florida 10/24/2007
Georgia 07/02/2010
Hawaii 07/16/2014
Idaho 07/16/2014
Illinois 08/23/2012
Indiana 07/16/2014
Iowa 07/16/2014
Kansas 07/16/2014
Kentucky 07/16/2014
Louisiana 10/24/2007
Maine 07/16/2014
Maryland 07/16/2014
Massachusetts 07/16/2014
Michigan 08/23/2012
Minnesota 08/23/2012
Mississippi 10/24/2007
Missouri 07/16/2014
Montana 07/16/2014
Nebraska 07/16/2014
Nevada 07/16/2014
New Hampshire 07/18/2011
New Jersey 07/28/2014
New Mexico 05/23/2012
New York 05/23/2012
North Carolina 07/16/2014
North Dakota 07/16/2014
Ohio 07/16/2014
Oklahoma 07/16/2014
Oregon 07/16/2014
Pennsylvania 07/16/2014
Rhode Island 07/16/2014
South Carolina 08/23/2012
South Dakota 07/16/2014
Tennessee 08/23/2012
Texas 10/24/2007
Utah 07/16/2014
Vermont 07/16/2014
Virginia 08/23/2012
Washington 07/16/2014
West Virginia 07/16/2014
Wisconsin 07/16/2014
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser