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Investment Adviser Firm Summary

LINCOLN FINANCIAL ADVISORS CORPORATION (CRD# 3978 / SEC# 8-14685, 801-42530)
Alternate Names: LINCOLN FINANCIAL ADVISORS CORPORATION , SAGEMARK CONSULTING

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/15/1992

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/07/1993
Alaska 03/15/1996
Arkansas 07/20/1995
California 07/08/1997
Colorado 01/01/1999
Connecticut 10/29/1997
Delaware 09/12/2003
District of Columbia 12/31/1995
Florida 11/02/1992
Georgia 03/29/1993
Hawaii 03/30/1995
Idaho 06/28/1994
Illinois 06/10/1993
Indiana 02/05/2001
Iowa 01/01/1999
Kansas 10/27/1997
Kentucky 10/28/2003
Louisiana 10/10/2001
Maine 02/02/1995
Maryland 04/13/1993
Massachusetts 08/04/1994
Michigan 03/29/2010
Minnesota 09/24/1998
Mississippi 09/30/1997
Missouri 12/29/1992
Montana 12/15/1997
Nebraska 09/26/1997
Nevada 09/13/1993
New Hampshire 09/22/1994
New Jersey 08/16/1993
New Mexico 02/10/1998
New York 03/30/1998
North Carolina 01/18/2001
North Dakota 06/02/1994
Ohio 11/19/1999
Oklahoma 01/01/1998
Oregon 10/28/2003
Pennsylvania 03/26/2008
Puerto Rico 10/16/2018
Rhode Island 01/01/1997
South Carolina 12/29/1992
South Dakota 09/15/1993
Tennessee 10/29/1997
Texas 06/06/2002
Utah 07/26/1993
Vermont 05/01/1995
Virginia 08/23/1993
Washington 12/01/1993
West Virginia 08/25/1993
Wisconsin 04/03/1993
Wyoming 07/05/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser