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Investment Adviser Firm Summary

CITIZENS SECURITIES, INC. (CRD# 39550 / SEC# 8-48744, 801-61902)
Alternate Names: CCO INVESTMENT SERVICES CORP. , CHARTER ONE INVESTMENT SERVICES , CITIZENS FINANCIAL SERVICES INC. , CITIZENS INVESTMENT SECURITIES, INC. , CITIZENS INVESTMENT SERVICES , CITIZENS INVESTMENT SERVICES CORP. , CITIZENS SECURITIES, INC. , CITIZENS WEALTH MANAGEMENT

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/27/2003
Connecticut Terminated 04/10/2003
Florida Terminated 04/10/2003
Maine Terminated 04/14/2003
New Hampshire Terminated 04/10/2003
New York Terminated 03/31/2002
Rhode Island Terminated 05/08/2003
Vermont Terminated 04/28/2003

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 08/11/2015
Alaska 03/29/2017
Arizona 08/11/2015
Arkansas 03/29/2017
California 08/11/2015
Colorado 08/11/2015
Connecticut 03/27/2003
Delaware 03/27/2003
District of Columbia 03/29/2017
Florida 03/27/2003
Georgia 08/11/2015
Hawaii 08/11/2015
Idaho 08/11/2015
Illinois 04/11/2006
Indiana 08/11/2015
Iowa 08/11/2015
Kansas 03/29/2017
Kentucky 08/11/2015
Louisiana 08/11/2015
Maine 03/27/2003
Maryland 08/11/2015
Michigan 03/31/2006
Minnesota 08/11/2015
Mississippi 08/11/2015
Missouri 08/11/2015
Montana 03/29/2017
Nebraska 08/11/2015
Nevada 08/11/2015
New Hampshire 03/27/2003
New Jersey 03/31/2006
New Mexico 08/11/2015
New York 03/27/2003
North Carolina 08/11/2015
North Dakota 03/29/2017
Ohio 03/31/2006
Oklahoma 08/11/2015
Oregon 08/11/2015
Pennsylvania 03/27/2003
Puerto Rico 08/11/2015
Rhode Island 03/27/2003
South Carolina 08/11/2015
South Dakota 03/29/2017
Tennessee 08/11/2015
Texas 08/11/2015
Utah 08/11/2015
Vermont 03/27/2003
Virgin Islands 03/29/2017
Virginia 08/11/2015
Washington 08/11/2015
West Virginia 08/11/2015
Wisconsin 08/11/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser