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Investment Adviser Firm Summary

GIRARD PARTNERS LTD. (CRD# 39163 / SEC# 8-48588, 801-60354)
Alternate Names: GIRARD PARTNERS LTD. , UNIVEST WEALTH MANAGEMENT

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/14/2001
District of Columbia Failure to Renew 12/31/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 03/30/2012
Connecticut 01/12/2011
Delaware 01/12/2011
District of Columbia 01/12/2011
Florida 12/13/2000
Illinois 04/05/2016
Indiana 03/22/2016
Kentucky 10/26/2018
Maryland 01/12/2011
Massachusetts 03/22/2016
Michigan 03/22/2016
New Jersey 01/26/2011
New York 05/24/2011
North Carolina 01/12/2011
Ohio 10/27/2015
Pennsylvania 01/12/2011
Puerto Rico 11/13/2018
South Carolina 01/12/2011
Tennessee 03/22/2016
Texas 01/12/2011
Virginia 01/12/2011
Wisconsin 03/23/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser