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Investment Adviser Firm Summary

LINCOLN FINANCIAL SECURITIES CORPORATION (CRD# 3870 / SEC# 8-14609, 801-23151)
Alternate Names: CHUBB SECURITIES CORPORATION , JEFFERSON PILOT SECURITIES CORP , JEFFERSON PILOT SECURITIES CORPORATION , LINCOLN FINANCIAL SECURITIES CORPORATION

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/07/1985

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 12/13/2000
Alaska 07/28/1987
Arizona 12/13/1994
Arkansas 01/03/2000
California 07/08/1997
Colorado 01/01/1999
Connecticut 07/01/1997
Delaware 07/07/2003
District of Columbia 03/31/2005
Florida 04/03/1989
Georgia 10/13/1989
Hawaii 03/27/1998
Idaho 03/14/1990
Illinois 05/14/1997
Indiana 02/05/2001
Iowa 01/01/1999
Kansas 02/10/1998
Kentucky 05/07/1987
Louisiana 10/10/2001
Maine 05/08/1997
Maryland 09/12/1991
Massachusetts 04/14/1994
Michigan 03/26/2004
Minnesota 11/16/1989
Mississippi 12/22/1997
Missouri 09/18/1985
Montana 01/07/1998
Nebraska 12/04/1997
Nevada 10/18/1996
New Hampshire 04/28/1986
New Jersey 07/03/1989
New Mexico 03/31/2005
New York 03/23/1987
North Carolina 01/08/2001
North Dakota 03/31/2005
Ohio 01/01/2000
Oklahoma 08/09/1998
Oregon 01/01/2002
Pennsylvania 10/26/1981
Puerto Rico 10/23/1987
Rhode Island 01/01/1998
South Carolina 09/14/1987
South Dakota 04/28/1988
Tennessee 01/02/1998
Texas 10/12/1983
Utah 12/09/1991
Vermont 03/08/1995
Virgin Islands 03/28/2008
Virginia 05/27/1977
Washington 12/20/1989
West Virginia 06/16/1987
Wisconsin 08/28/1997
Wyoming 07/05/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser