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Investment Adviser Firm Summary

MOLONEY SECURITIES CO., INC. (CRD# 38535 / SEC# 8-48326 )
Alternate Names: ADVANCED FINANCIAL SOLUTIONS, LLC , ARLINGTON FINANCIAL SERVICES , ARTISAN ASSET MANAGEMENT , ARTISAN ASSET MANAGEMENT, LLC , ASSET ALLIANCE FINANCIAL , BRIDGES FINANCIAL ASSOCIATES , BRIDGES FINANCIAL ASSOCIATES, INC. , C&A FINANCIAL ADVISORS , CHRISTIANSON FINANCIAL ADVISORS, LLC , CORRIGAN-JONES & CO. , CORRIGAN-JONES INVESTMENT ADVISORS , FIRST MID AMERICA, INC. , FULCRUM INVESTMENTS , GENE PANASENKO, INC. , GILSTRAP FINANCIAL , GRAND GLAIZE WEALTH MANAGEMENT , GRESHAM GROUP, LLC , HERITAGE INVESTMENT MANAGEMENT LLP , HERITAGE INVESTMENT MANAGEMENT, LLP , INVESTMENT CENTER , INVESTMENT CENTER OF ESTES PARK , INVESTMENT CENTER OF ESTES PARK, INC. , INVESTMENT CENTER OF TOMAHAWK , JCL CAPITAL MANAGEMENT , JCL CAPITAL MANAGEMENT, LLC , JIM RAIA INVESTMENT GROUP , KEKERIS FINANCIAL GROUP , LBW, INC. , LITTLEWOOD FINANCIAL SERVICES, INC. , MINNESOTA VALLEY INVESTMENTS , MOLONEY SECURITIES ASSET MANAGEMENT , MOLONEY SECURITIES CO., INC. , MONETARY MANAGEMENT GROUP, INC. , MONTIE & SPENCER INVESTMENT TEAM , MOSECO ASSET MANAGEMENT , PELLEY GROUP , PHILLIPS FINANCIAL SERVICES , PROFESSIONAL INVESTMENT MANAGEMENT , SALISH WEALTH MANAGEMENT , SECURUS , SECURUS SENIOR PLANNING SOLUTIONS, LLC , SENTINEL WEALTH MANAGEMENT , ST. CROIX CAPITAL MANAGEMENT , ST. CROIX CAPITAL MANAGEMENT, INC. , ST. LOUIS ASSET MANAGEMENT , STERLING FINANCIAL , SUGAR CREEK INVESTMENT ADVISORY GROUP, LLC , SYNERGISTIC FINANCIAL , SYNERGISTIC FINANCIAL CENTER , TEAM DUNCAN FINANCIAL , THE RESOURCE PARTNERS GROUP , VANCE CAPITAL , WARREN FINANCIAL SERVICES , WESTPORT ADVISORY GROUP


The investment adviser you have selected is NOT currently registered and is NOT filing reports with the SEC or any state.

(Last Form ADV Filed On 03/29/2016)
This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Terminated 05/26/2016
Arizona Terminated 11/08/2005
Idaho Terminated 11/08/2005
Missouri Terminated 11/08/2005
North Dakota Terminated 11/14/2005
Texas Terminated 11/08/2005
Wisconsin Terminated 11/09/2005

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


Not Currently Notice Filed


EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser