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Investment Adviser Firm Summary

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC (CRD# 38357 / SEC# 8-48239, 801-57242)
Alternate Names: CLIFTONLARSONALLEN WEALTH ADVISORS, LLC , LARSONALLEN FINANCIAL , LARSONALLEN FINANCIAL, LLC , LARSONALLEN PRIVATE FINANCIAL ADVISORS , LAWCO FINANCIAL L.L.C.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/23/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 02/09/2004
California 05/10/2005
Colorado 03/31/2003
District of Columbia 01/19/2011
Florida 04/01/2003
Georgia 01/21/2009
Hawaii 08/28/2006
Idaho 11/23/2010
Illinois 03/01/2004
Indiana 02/09/2004
Iowa 02/17/2004
Kansas 08/23/2012
Louisiana 02/09/2004
Maryland 01/21/2009
Massachusetts 01/21/2009
Michigan 02/29/2012
Minnesota 03/02/2000
Missouri 12/06/2001
Nebraska 08/23/2012
Nevada 03/31/2003
New Hampshire 06/01/2011
New Jersey 03/10/2004
New Mexico 08/23/2012
New York 02/09/2004
North Carolina 12/06/2001
North Dakota 03/31/2003
Ohio 02/29/2012
Oregon 11/23/2010
Pennsylvania 12/06/2001
South Carolina 02/16/2007
Tennessee 06/21/2017
Texas 03/05/2009
Utah 02/09/2004
Virginia 03/25/2004
Washington 11/23/2010
Wisconsin 03/31/2003

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser