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Investment Adviser Firm Summary

WOODSTOCK FINANCIAL GROUP, INC. (CRD# 38095 / SEC# 8-48080, 801-65881)
Alternate Names: ASSET MARKETING STRATEGIES,LLC , BOND FINANCIAL SERVICES , BRANCA FINANCIAL GROUP , BRUCKNER FINANCIAL GROUP , CBG FINANCIAL INC. , CORE FINANCIAL , COVENANT WEALTH MANAGEMENT , DRAWDY FINANCIAL SERVICES, LLC , DRESSLER FINANCIAL SERVICES, INC. , EDGEWOOD FINANCIAL , F.I.T. FINANCIAL , FESSLER FINANCIAL , FESSLER FINANCIAL GROUP , FIRST CHOICE FINANCIAL GROUP , GLASGOW FINANCIAL SERVICES , LAKE WYLIE FINANCIAL, LLC , LOTUS POSITIONS, LLC , RAIKE FINANCIAL GROUP , RAIKE FINANCIAL GROUP INC. , REINHARDT CONSULTING GROUP , RETIREMENT SOLUTIONS OF GA , ROBERTS WEALTH MANAGEMENT , ROOT FINANCIAL SERVICES , TOMOLONIS FINANCIAL, LLC , VERITAS FINANCIAL GROUP , WIENIEWITZ FINANCIAL , WILLIAMS ADVISORY GROUP, LLC , WINSTON COOPER INC. , WOODSTOCK FINANCIAL GROUP, INC.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/01/2006
Florida Terminated 02/07/2006
Georgia Terminated 03/28/2006
Indiana Terminated 03/28/2006
Kentucky Terminated 03/28/2006
Louisiana Terminated 03/28/2006
Maryland Terminated 03/28/2006
Massachusetts Terminated 06/21/2006
New Jersey Terminated 03/28/2006
New York Cancelled 03/28/2006
North Carolina Terminated 03/28/2006
Ohio Terminated 03/28/2006
Rhode Island Terminated 03/28/2006
South Carolina Terminated 03/28/2006
Texas Terminated 04/27/2006
Virginia Terminated 03/28/2006
West Virginia Terminated 03/28/2006

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/07/2009
Arizona 02/01/2006
California 02/01/2006
Colorado 11/15/2007
Connecticut 02/01/2006
Delaware 10/01/2008
District of Columbia 11/15/2007
Florida 02/01/2006
Georgia 02/01/2006
Hawaii 03/31/2010
Idaho 04/21/2011
Illinois 02/01/2006
Indiana 02/01/2006
Iowa 04/20/2011
Kentucky 02/01/2006
Louisiana 02/01/2006
Maryland 02/01/2006
Massachusetts 02/01/2006
Michigan 02/01/2006
Minnesota 01/07/2009
Mississippi 01/07/2009
Missouri 02/01/2006
Montana 06/03/2010
Nevada 03/29/2012
New Hampshire 04/07/2011
New Jersey 02/01/2006
New Mexico 10/31/2007
New York 02/01/2006
North Carolina 02/01/2006
North Dakota 03/29/2012
Ohio 02/01/2006
Oregon 02/01/2006
Pennsylvania 02/01/2006
Rhode Island 02/01/2006
South Carolina 02/01/2006
South Dakota 04/01/2010
Tennessee 10/09/2007
Texas 02/01/2006
Vermont 03/29/2012
Virginia 02/01/2006
Washington 02/01/2006
West Virginia 02/01/2006
Wisconsin 01/07/2009

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser