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Investment Adviser Firm Summary

INFINEX INVESTMENTS, INC. (CRD# 35371 / SEC# 8-46661, 801-67242)
Alternate Names: CONNECTICUT ASSOCIATION SECURITIES, INC. , INFINEX INVESTMENTS, INC.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/02/2006
Connecticut Terminated 11/22/2006
Florida Terminated 11/22/2006
Indiana Terminated 11/22/2006
Maine Terminated 12/07/2006
Massachusetts Terminated 03/23/2007
New Hampshire Terminated 11/22/2006
Ohio Terminated 11/22/2006
Pennsylvania Terminated 11/22/2006
Rhode Island Terminated 11/22/2006

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/17/2007
Alaska 03/04/2010
Arizona 09/13/2007
Arkansas 06/06/2013
California 03/04/2010
Colorado 09/13/2007
Connecticut 11/14/2006
Delaware 03/08/2010
District of Columbia 03/04/2010
Florida 11/15/2006
Georgia 03/04/2010
Hawaii 03/04/2010
Idaho 03/04/2010
Illinois 01/17/2008
Indiana 11/14/2006
Kansas 01/05/2016
Kentucky 09/13/2007
Louisiana 03/04/2010
Maine 11/14/2006
Maryland 01/07/2008
Massachusetts 11/14/2006
Michigan 11/14/2006
Minnesota 03/04/2010
Mississippi 08/26/2011
Missouri 03/04/2010
Nebraska 03/04/2010
Nevada 03/04/2010
New Hampshire 11/14/2006
New Jersey 11/20/2006
New Mexico 03/04/2010
New York 11/14/2006
North Carolina 01/07/2008
North Dakota 03/04/2010
Ohio 11/14/2006
Oklahoma 03/31/2014
Oregon 03/04/2010
Pennsylvania 11/14/2006
Puerto Rico 01/14/2015
Rhode Island 11/14/2006
South Carolina 03/04/2010
Tennessee 01/08/2008
Texas 09/13/2007
Utah 09/13/2007
Vermont 09/13/2007
Virgin Islands 01/03/2017
Virginia 07/20/2007
Washington 09/13/2007
West Virginia 04/10/2007
Wisconsin 11/18/2009

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser