Investment Adviser Firm Summary

G & W EQUITY SALES, INC. (CRD# 35356 / SEC# 8-46783)
Alternate Names: G & W EQUITY SALES, INC.

The investment adviser you have selected is NOT currently registered and is NOT filing reports with the SEC or any state.

(Last Form ADV Filed On 02/06/2013)
This adviser is also a brokerage firm


Georgia Terminated 04/11/2013
Illinois Terminated 07/15/2008
Indiana Terminated 04/11/2013
Iowa Terminated 04/11/2013
Kansas Terminated 04/11/2013
Louisiana Terminated 04/16/2013
Minnesota Terminated 04/11/2013
Missouri Terminated 04/11/2013
Nebraska Terminated 04/29/2013
New Jersey Terminated 09/26/2012
North Carolina Terminated 04/11/2013
North Dakota Terminated 04/11/2013
Ohio Terminated 04/15/2013
South Carolina Terminated 04/11/2013
South Dakota Terminated 02/12/2013
West Virginia Terminated 04/12/2013
Wisconsin Terminated 04/12/2013


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

Not Currently Notice Filed


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser