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Investment Adviser Firm Summary

VOYA FINANCIAL PARTNERS, LLC (CRD# 34815 / SEC# 8-46451, 801-57637)
Alternate Names: AETNA INVESTMENT SERVICES LLC , AETNA INVESTMENT SERVICES, INC. , AETNA INVESTMENT SERVICES, LLC , ING FINANCIAL ADVISERS, LLC , VOYA FINANCIAL PARTNERS, LLC

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/30/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/13/2000
Alaska 06/06/2000
Arizona 06/02/2000
Arkansas 06/02/2000
California 06/12/2000
Colorado 07/07/2000
Connecticut 06/02/2000
Delaware 07/28/2003
District of Columbia 08/15/2000
Florida 06/22/2000
Georgia 06/02/2000
Hawaii 06/02/2000
Idaho 06/22/2000
Illinois 07/07/2000
Indiana 03/05/2001
Iowa 06/02/2000
Kansas 06/05/2000
Kentucky 06/05/2000
Louisiana 03/27/2002
Maine 07/28/2000
Maryland 06/09/2000
Michigan 06/06/2000
Minnesota 07/06/2000
Mississippi 03/02/2001
Missouri 06/22/2000
Montana 06/22/2000
Nebraska 06/30/2000
Nevada 06/05/2000
New Hampshire 06/22/2000
New Jersey 03/22/2001
New Mexico 06/06/2000
New York 06/20/2000
North Carolina 03/02/2001
North Dakota 03/23/2001
Ohio 06/13/2000
Oklahoma 06/29/2000
Oregon 06/28/2000
Pennsylvania 03/27/2002
Puerto Rico 08/11/2000
Rhode Island 06/12/2000
South Carolina 06/20/2000
South Dakota 06/19/2000
Tennessee 06/26/2000
Texas 04/24/2001
Utah 06/13/2000
Vermont 06/09/2000
Virginia 06/29/2000
Washington 06/12/2000
West Virginia 06/12/2000
Wisconsin 06/09/2000

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser