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Investment Adviser Firm Summary

CENTAURUS FINANCIAL, INC. (CRD# 30833 / SEC# 8-45185, 801-56882)
Alternate Names: CENTAURUS FINANCIAL, INC.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/08/1999

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 08/15/2000
Alaska 07/08/2010
Arizona 02/22/2000
Arkansas 10/15/2002
California 09/01/1999
Colorado 02/02/2005
Connecticut 01/27/2000
Delaware 02/02/2005
District of Columbia 01/28/2011
Florida 09/27/1993
Georgia 02/10/2005
Hawaii 11/07/2001
Idaho 01/01/2001
Illinois 04/02/2001
Indiana 02/02/2005
Iowa 02/02/2005
Kansas 12/13/2002
Kentucky 07/27/2010
Louisiana 10/01/2001
Maine 02/10/2010
Maryland 02/02/2005
Massachusetts 11/20/2000
Michigan 02/02/2005
Minnesota 02/02/2005
Mississippi 02/02/2005
Missouri 05/23/2001
Montana 02/02/2005
Nebraska 02/01/2005
Nevada 09/12/2005
New Hampshire 07/02/2010
New Jersey 04/26/2005
New Mexico 02/02/2005
New York 02/18/2000
North Carolina 04/20/2001
North Dakota 07/27/2010
Ohio 02/02/2005
Oklahoma 02/02/2005
Oregon 02/02/2005
Pennsylvania 02/02/2000
Rhode Island 07/27/2010
South Carolina 02/02/2005
South Dakota 07/29/2010
Tennessee 03/06/2000
Texas 02/02/2005
Utah 01/16/2007
Vermont 07/28/2010
Virgin Islands 10/29/2014
Virginia 02/01/2000
Washington 06/06/2001
West Virginia 02/01/2005
Wisconsin 02/02/2005
Wyoming 07/11/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser