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Investment Adviser Firm Summary

INVESTMENT PROFESSIONALS, INC. (CRD# 30184 / SEC# 8-44786 )
Alternate Names: ACCESS INVESTMENT SERVICES , ALLEGIANCE COMMUNITY INVESTMENT SERVICES , AMERICAN DREAM INVESTMENTS , AMERICAN INVESTMENT PROFESSIONALS , ANCORA WEALTH MANAGEMENT , ARCHER INVESTMENT SERVICES , AUB INVESTMENT PROFESSIONALS , AVENUE INVESTMENT PROFESSIONALS , B.O.M. FINANCIAL SERVICES , BADGER INVESTMENT PROFESSIONALS , BALLY FINANCIAL , BLUE WATER FINANCIAL SERVICES , BLUEGRASS INVESTMENT PROFESSIONALS , BRANSON INVESTMENT PROFESSIONALS , BRENHAM INVESTMENT PROFESSIONALS , CANYON INVESTMENT PROFESSIONALS , CARLISLE & GUTHRIE WEALTH MANAGEMENT , CAROLINA PREMIER INVESTMENTS , CASHMERE VALLEY WEALTH MANAGEMENT , CAWTHORNE FINANCIAL GROUP , CENTENNIAL FINANCIAL SERVICES , CENTRAL INVESTMENT SERVICES , CHICAGO COMMUNITY INVESTMENT SERVICES , CITIZENS COMMUNITY INVESTMENT SERVICES , CLEAR MOUNTAIN INVESTMENTS , CLINTON INVESTMENT SERVICES , CNB FINANCIAL SERVICES , COBLE WEALTH MANAGEMENT , COMMERCE INVESTMENT PROFESSIONALS , COMMERCE PROFESSIONALS INVESTMENT , COMMERCIAL INVESTMENT PROFESSIONALS , COMMUNITY BANK OF DUPAGE INVESTMENT SERVICES , COMMUNITY FINANCIAL PLANNING , COMMUNITY INVESTMENT PROFESSIONALS , CORNERSTONE INVESTMENT PROFESSIONALS , CSB INVESTMENT SERVICES , CURRITUCK INVESTMENT PROFESSIONALS , CUSTOMERS INVESTMENT SERVICES , DESTINY FINANCIAL , DSA FINANCIAL GROUP , EAST BOSTON INVESTMENT SERVICES , EASTERN MICHIGAN INVESTMENT SERVICES , ECLIPSE FINANCIAL GROUP , EDENS INVESTMENT SERVICES , EDGARTOWN INVESTMENT PROFESSIONALS , EMP GROUP , EVANS AND ASSOCIATES , FARMERS AND MERCHANTS INVESTMENT PROFESSIONALS , FARMERS INVESTMENT PROFESSIONALS , FIRST ARKANSAS INVESTMENT PROFESSIONALS , FIRST BRECKINRIDGE INVESTMENTS , FIRST CLASS AMERCIAN INVESTMENT SERVICES , FIRST COMMERCIAL INVESTMENT SERVICES , FIRST FARMERS INVESTMENT SERVICES , FIRST INVESTMENT PROFESSIONALS , FIRST INVESTMENT SERVICES , FIRST NATIONAL INVESTMENT PROFESSIONALS , FIRST NATIONAL INVESTMENT PROFESSIONALS OF HOPE , FIRST STATE INVESTMENT PROFESSIONALS , FNBC FIRST INVESTMENT PROFESSIONALS , FRANKEWING INVESTMENT PROFESSIONALS , FRONTIER INVESTMENT PROFESSIONALS , FSB WEALTH MANAGEMENT , GBT INVESTMENT PROFESSIONALS , GREAT PLAINS INVESTMENT PROFESSIONALS , HCB INVESTMENT CENTER , HCSB INVESTMENT PROFESSIONALS , HERITAGE INVESTMENT PROFESSIONALS , HIGH COUNTRY INVESTMENT PROFESSIONALS , HILLTOP INVESTMENT PROFESSIONALS , HOME FINANCIAL SERVICES , HUNTINGDON VALLEY INVESTMENT PROFESSIONALS , INDEPENDENCE FINACIAL SERVICES , INVESTMENT CENTRE AT EASTERN BANK , INVESTMENT PROFESSIONALS, INC. , INVESTMENT SERVICES AT KENTUCKY BANK , IPI , IPI ADVICE & PLANNING SERVICES , IPI LIFE & ANNUITY , IPI TRUST SERVICES , LEGACY INVESTMENT PROFESSIONALS , LIBERTY INVESTMENT PROFESSIONALS , LINTON FINANCIAL, LLC , LNB COMMUNITY INVESTMENT PROFESSIONALS , LONE STAR INVESTMENT PROFESSIONALS , LONE STAR TRUST & INVESTMENTS , MARQUIS INVESTEMENT SERVICES , MARTHA'S VINEYARD SECURITIES , METROPOLITAN INVESTMENT PROFESSIONALS , METROPOLITAN INVESTMENT SERVICES , MONTICELLO WEALTH MANAGEMENT , MOODY INVESTMENTS , MOUNTAIN VALLEY INVESTMENT SERVICES , MUTUAL INVESTMENT PROFESSIONALS , NORTH COMMUNITY INVESTMENT SERVICES , NORTH VALLEY INVESTMENT PROFESSIONALS , NORTHSTAR INVESTMENT PROFESSIONALS , NORTHWEST COMMUNITY INVESTMENT SERVICES , OSWEGO COMMUNITY INVESTMENT SERVICES , PBA INVESTMENT SERVICES , PEOPLES INVESTMENT PROFESSIONALS , PLATINUM ON WALL STREET , PLAZA INVESTMENT SERVICES , PREMIER INVESTMENT SERVICES , PRUITT WEALTH AND ADVISORY SOLUTIONS, LLC , QNB FINANCIAL SERVICES , QUEENSBOROUGH INVESTMENT PROFESSIONALS , RCB FINANCIAL SERVICES , RELIANCE INVESTMENT PROFESSIONALS , RIO INVESTMENT PROFESSIONALS , RIO INVESTMENT PROFESSIONALS, INC. , S&T FINANCIAL SERVICES , SAIDIS ASSET MANAGEMENT , SCHERTZ FINANCIAL SERVICES , SEAWAY FINANCIAL SERVICES , SECURITY FINANCIAL GROUP , SMB INVESTMENT PROFESSIONALS , SOUTHERN FINANCIAL SERVICES , SOUTHERN INVESTMENT PROFESSIONALS , SSB INVESTMENT PROFESSIONALS , STATEWIDE INVESTMENT PROFESSIONALS , SUSSEX INVESTMENT SERVICES , TCB INVESTMENT PROFESSIONALS , TEXAS COUNTRY INVESTMENT PROFESSIONALS , TNB FINANCIAL SERVICES...


The investment adviser you have selected is NOT currently registered and is NOT filing reports with the SEC or any state.

(Last Form ADV Filed On 09/28/2018)
This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Terminated 10/08/2018
Arkansas Terminated 07/10/2007
Florida Terminated 05/03/2007
Georgia Terminated 05/03/2007
Illinois Terminated 04/03/2007
Louisiana Terminated 05/03/2007
Mississippi Terminated 05/03/2007
Nebraska Terminated 12/31/2002
New Mexico Terminated 05/03/2007
Oklahoma Terminated 04/03/2007
Texas Terminated 05/08/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


Not Currently Notice Filed


EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser