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Investment Adviser Firm Summary

SUMMIT FINANCIAL, LLC (CRD# 299322 / SEC# 801-114377)
Alternate Names: SUMMIT FINANCIAL, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/03/2018

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 12/03/2018
Alaska 12/03/2018
Arizona 12/03/2018
Arkansas 12/03/2018
California 12/03/2018
Colorado 12/03/2018
Connecticut 12/03/2018
Delaware 12/03/2018
District of Columbia 12/03/2018
Florida 12/03/2018
Georgia 12/03/2018
Hawaii 12/03/2018
Illinois 12/03/2018
Indiana 12/03/2018
Iowa 12/03/2018
Kansas 12/03/2018
Kentucky 12/03/2018
Louisiana 12/03/2018
Maine 12/03/2018
Maryland 12/03/2018
Massachusetts 12/03/2018
Michigan 12/03/2018
Minnesota 12/03/2018
Missouri 12/03/2018
Montana 12/03/2018
Nebraska 12/03/2018
Nevada 12/03/2018
New Hampshire 12/03/2018
New Jersey 12/03/2018
New Mexico 12/03/2018
New York 12/03/2018
North Carolina 12/03/2018
Ohio 12/03/2018
Oklahoma 12/03/2018
Oregon 12/03/2018
Pennsylvania 12/03/2018
Puerto Rico 12/03/2018
Rhode Island 12/03/2018
South Carolina 12/03/2018
South Dakota 12/03/2018
Tennessee 12/03/2018
Texas 12/03/2018
Utah 12/03/2018
Vermont 12/03/2018
Virginia 12/03/2018
Washington 12/03/2018
West Virginia 12/03/2018
Wisconsin 12/03/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser