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Investment Adviser Firm Summary

BANCWEST INVESTMENT SERVICES, INC. (CRD# 29357 / SEC# 8-44261, 801-71300)
Alternate Names: BANCWEST INVESTMENT SERVICES, INC. , BANCWEST INVESTMENT SERVICES, INC. (BWIS) AND BWIS D/B/A FHIS , BANCWEST INVESTMENT SERVICES, INC. DBA FIRST HAWAIIAN INVESTMENT SERVICES , BWC INVESTMENT SERVICES, INC. , CENTRAL FIDELITY INVESTMENT SERVICES, INC. , CENTRAL FIDELITY SECURITIES, INC. , FIRST HAWAIIAN INVESTMENT SERVICES

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/11/2010
Arizona Terminated 06/28/2010
California Terminated 06/28/2010
Colorado Terminated 06/28/2010
Idaho Terminated 06/28/2010
Iowa Terminated 06/28/2010
Kansas Terminated 06/28/2010
Minnesota Terminated 06/28/2010
Missouri Terminated 06/28/2010
Montana Terminated 06/28/2010
Nebraska Terminated 06/28/2010
Nevada Terminated 07/23/2010
New Mexico Terminated 06/28/2010
North Dakota Terminated 06/28/2010
Oklahoma Terminated 06/28/2010
Oregon Terminated 06/30/2010
South Dakota Terminated 06/28/2010
Utah Terminated 06/28/2010
Washington Terminated 06/28/2010
Wisconsin Terminated 06/28/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/17/2010
Alaska 05/17/2010
Arizona 05/17/2010
Arkansas 05/17/2010
California 07/06/2006
Colorado 05/17/2010
Connecticut 05/17/2010
Delaware 05/26/2010
District of Columbia 05/17/2010
Florida 05/18/2010
Georgia 05/17/2010
Hawaii 05/17/2010
Idaho 05/17/2010
Illinois 05/19/2010
Indiana 05/17/2010
Iowa 05/17/2010
Kansas 05/17/2010
Kentucky 05/17/2010
Louisiana 05/17/2010
Maine 05/17/2010
Maryland 05/17/2010
Massachusetts 05/17/2010
Michigan 05/17/2010
Minnesota 05/17/2010
Mississippi 05/17/2010
Missouri 05/17/2010
Montana 05/17/2010
Nebraska 05/17/2010
Nevada 05/17/2010
New Hampshire 05/17/2010
New Jersey 06/28/2010
New Mexico 05/17/2010
New York 05/17/2010
North Carolina 05/17/2010
North Dakota 05/17/2010
Ohio 05/17/2010
Oklahoma 05/17/2010
Oregon 05/17/2010
Pennsylvania 05/17/2010
Puerto Rico 03/31/2015
Rhode Island 05/17/2010
South Carolina 05/17/2010
South Dakota 05/20/2010
Tennessee 05/17/2010
Texas 05/17/2010
Utah 05/17/2010
Vermont 05/17/2010
Virgin Islands 03/31/2015
Virginia 05/17/2010
Washington 05/17/2010
West Virginia 05/17/2010
Wisconsin 05/17/2010
Wyoming 07/12/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser