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Investment Adviser Firm Summary

WORLD EQUITY GROUP, INC. (CRD# 29087 / SEC# 8-44088, 801-56328)
Alternate Names: COMPASS ASSET MANAGEMENT , FOUR POINTS ADVISORY , INFINITY WEALTH MANAGEMENT, LLC , INTERNATIONAL FIXED INCOME, LLC , MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC , PRAXIS WEALTH MANAGEMENT , UNITED FINANCIAL GROUP INC. , WORLD EQUITY GROUP, INC.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/26/1999

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 10/18/2006
Alaska 03/24/2008
Arizona 03/06/2007
Arkansas 03/12/2007
California 07/31/2002
Colorado 01/10/2008
Connecticut 03/23/2007
Delaware 01/30/2008
District of Columbia 01/22/2008
Florida 06/10/2002
Georgia 03/21/2002
Hawaii 08/30/2007
Idaho 03/23/2007
Illinois 11/06/1997
Indiana 03/05/2001
Iowa 05/04/2007
Kansas 03/23/2007
Kentucky 04/14/2004
Louisiana 05/14/2007
Maine 10/12/2006
Maryland 06/14/2007
Massachusetts 03/02/2007
Michigan 03/21/2002
Minnesota 01/22/2008
Mississippi 01/22/2008
Missouri 04/22/1999
Montana 06/18/2007
Nebraska 09/14/2006
Nevada 10/18/2006
New Hampshire 01/10/2008
New Jersey 07/17/2002
New Mexico 06/14/2007
New York 01/10/2008
North Carolina 08/29/2007
North Dakota 01/22/2008
Ohio 04/13/2004
Oklahoma 10/19/2004
Oregon 05/10/2007
Pennsylvania 06/22/2007
Rhode Island 06/22/2007
South Carolina 03/02/2007
South Dakota 01/25/2008
Tennessee 03/22/2002
Texas 06/22/1992
Utah 03/22/2002
Vermont 01/22/2008
Virginia 03/23/2007
Washington 03/23/2007
West Virginia 03/23/2007
Wisconsin 03/30/1998
Wyoming 03/31/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser