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Investment Adviser Firm Summary

PLANMEMBER ASSET MANAGEMENT CORPORATION (CRD# 289591 / SEC# 801-111678)
Alternate Names: PLANMEMBER ASSET MANAGEMENT CORPORATION

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/13/2017

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/13/2017
Alaska 09/13/2017
Arizona 09/13/2017
Arkansas 09/13/2017
California 09/13/2017
Colorado 09/13/2017
Connecticut 09/13/2017
Delaware 09/13/2017
District of Columbia 09/13/2017
Florida 09/13/2017
Georgia 09/13/2017
Hawaii 09/13/2017
Idaho 09/13/2017
Illinois 09/13/2017
Indiana 09/13/2017
Iowa 09/13/2017
Kansas 09/13/2017
Kentucky 09/13/2017
Louisiana 09/13/2017
Maine 09/13/2017
Maryland 09/13/2017
Massachusetts 09/13/2017
Michigan 09/13/2017
Minnesota 09/13/2017
Mississippi 09/13/2017
Missouri 09/13/2017
Montana 09/13/2017
Nebraska 09/13/2017
Nevada 09/13/2017
New Hampshire 09/13/2017
New Jersey 09/28/2017
New Mexico 09/13/2017
New York 09/13/2017
North Carolina 09/13/2017
North Dakota 09/13/2017
Ohio 09/13/2017
Oklahoma 09/13/2017
Oregon 09/13/2017
Pennsylvania 09/13/2017
Puerto Rico 09/13/2017
Rhode Island 09/13/2017
South Carolina 09/13/2017
South Dakota 09/13/2017
Tennessee 09/13/2017
Texas 09/13/2017
Utah 09/13/2017
Vermont 09/13/2017
Virgin Islands 09/13/2017
Virginia 09/13/2017
Washington 09/13/2017
West Virginia 09/13/2017
Wisconsin 09/13/2017
Wyoming 09/13/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser