at


Investment Adviser Firm Summary

FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC (CRD# 288590 / SEC# 801-112027)
Alternate Names: FIDELITY PERSONAL AND WORKPLACE ADVISORS , FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/13/2017

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/28/2018
Alaska 03/28/2018
Arizona 03/28/2018
Arkansas 03/28/2018
California 03/28/2018
Colorado 03/28/2018
Connecticut 03/28/2018
Delaware 03/28/2018
District of Columbia 03/28/2018
Florida 03/28/2018
Georgia 03/28/2018
Hawaii 03/28/2018
Idaho 03/28/2018
Illinois 07/13/2018
Indiana 03/28/2018
Iowa 03/28/2018
Kansas 03/28/2018
Kentucky 03/28/2018
Louisiana 03/28/2018
Maine 03/28/2018
Maryland 03/28/2018
Massachusetts 11/13/2017
Michigan 03/28/2018
Minnesota 03/28/2018
Mississippi 03/28/2018
Missouri 03/28/2018
Montana 03/28/2018
Nebraska 03/28/2018
Nevada 03/28/2018
New Hampshire 03/28/2018
New Jersey 04/25/2018
New Mexico 03/28/2018
New York 03/28/2018
North Carolina 03/28/2018
North Dakota 03/28/2018
Ohio 03/28/2018
Oklahoma 03/28/2018
Oregon 03/28/2018
Pennsylvania 03/28/2018
Puerto Rico 03/28/2018
Rhode Island 03/28/2018
South Carolina 03/28/2018
South Dakota 03/28/2018
Tennessee 03/28/2018
Texas 03/28/2018
Utah 03/28/2018
Vermont 03/28/2018
Virginia 03/28/2018
Washington 03/28/2018
West Virginia 03/28/2018
Wisconsin 03/28/2018
Wyoming 03/28/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser