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Investment Adviser Firm Summary

VOYA FINANCIAL ADVISORS, INC. (CRD# 2882 / SEC# 8-13987, 801-46585)
Alternate Names: ING FINANCIAL PARTNERS, INC , ING FINANCIAL PARTNERS, INC. , NWNL MANAGEMENT CORPORATION , VARIABLE LIFE BROKERAGE DISTRIBUTORS , VOYA FINANCIAL ADVISORS, INC. , WASHINGTON SQUARE SECURITIES, INC.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/11/1994

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 08/02/2002
Alaska 08/11/1997
Arizona 10/15/2001
Arkansas 08/16/1996
California 07/08/1997
Colorado 01/14/1999
Connecticut 06/01/1999
Delaware 07/15/2003
District of Columbia 09/04/1998
Florida 12/29/1986
Georgia 01/02/1996
Hawaii 01/03/2000
Idaho 04/22/1998
Illinois 07/12/1996
Indiana 11/08/2000
Iowa 01/20/1999
Kansas 09/09/1998
Kentucky 02/26/1999
Louisiana 10/18/2001
Maine 05/16/1997
Maryland 09/12/1995
Massachusetts 05/29/1997
Michigan 03/09/1999
Minnesota 09/08/1998
Mississippi 12/11/1997
Missouri 02/01/1996
Montana 12/11/1997
Nebraska 01/22/1998
Nevada 01/02/1997
New Hampshire 12/01/1995
New Jersey 11/08/1995
New Mexico 06/27/1996
New York 09/03/1995
North Carolina 10/25/2000
North Dakota 10/28/1996
Ohio 01/03/2000
Oklahoma 12/31/2000
Oregon 11/09/2000
Pennsylvania 10/15/2001
Puerto Rico 12/28/2000
Rhode Island 04/22/1998
South Carolina 07/06/1995
South Dakota 11/21/1996
Tennessee 09/18/1998
Texas 07/15/1969
Utah 07/03/1997
Vermont 04/23/1998
Virginia 07/20/1995
Washington 09/29/1995
West Virginia 04/23/1998
Wisconsin 02/16/1987
Wyoming 07/03/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser