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Investment Adviser Firm Summary

IAMS WEALTH MANAGEMENT, LLC (CRD# 286085 / SEC# 801-108875)
Alternate Names: IAMS WEALTH MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/09/2017

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 01/19/2017
Connecticut 01/19/2017
Florida 05/11/2017
Georgia 01/25/2017
Illinois 05/24/2017
Indiana 05/16/2018
Kansas 02/03/2017
Michigan 07/10/2017
Missouri 03/16/2017
Nebraska 01/09/2017
Nevada 01/19/2017
New Jersey 02/08/2017
Ohio 03/13/2017
Pennsylvania 10/06/2017
South Carolina 01/19/2017
South Dakota 01/19/2017
Texas 01/19/2017
Utah 05/16/2018
Vermont 03/31/2017
Virginia 05/30/2018
Washington 04/06/2017
Wisconsin 02/15/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser