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Investment Adviser Firm Summary

VANHAU ASSET MANAGEMENT LIMITED (CRD# 285332 / SEC# 802-108960)
Alternate Names: VANHAU ASSET MANAGEMENT , VANHAU ASSET MANAGEMENT LIMITED

This adviser FILES REPORT(S) as an Exempt Reporting Adviser with the jurisdiction(s) listed below.


REGISTRATION STATUS


Not Currently Registered


NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


Not Currently Notice Filed


EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


SEC / Jurisdiction REPORTING STATUS _ EFFECTIVE DATE
SEC ERA - Active 01/09/2017
Alabama ERA - Active 01/09/2017
Alaska ERA - Active 01/09/2017
Arizona ERA - Active 01/09/2017
Arkansas ERA - Active 01/09/2017
California ERA - Active 01/09/2017
Colorado ERA - Active 01/09/2017
Connecticut ERA - Active 01/09/2017
Delaware ERA - Active 01/09/2017
District of Columbia ERA - Active 01/09/2017
Florida ERA - Active 01/09/2017
Georgia ERA - Active 01/09/2017
Hawaii ERA - Active 01/09/2017
Idaho ERA - Active 01/09/2017
Illinois ERA - Withdrawn 01/12/2017
Indiana ERA - Active 01/09/2017
Iowa ERA - Active 01/09/2017
Kansas ERA - Active 01/09/2017
Kentucky ERA - Active 01/09/2017
Louisiana ERA - Active 01/09/2017
Maine ERA - Active 01/09/2017
Maryland ERA - Active 01/09/2017
Massachusetts ERA - Active 01/09/2017
Michigan ERA - Active 01/09/2017
Minnesota ERA - Active 01/09/2017
Mississippi ERA - Active 01/09/2017
Missouri ERA - Active 01/09/2017
Montana ERA - Active 01/09/2017
Nebraska ERA - Active 01/09/2017
Nevada ERA - Active 01/09/2017
New Hampshire ERA - Active 01/09/2017
New Jersey ERA - Withdrawn 01/17/2017
New Mexico ERA - Active 01/09/2017
New York ERA - Active 01/09/2017
North Carolina ERA - Active 01/09/2017
North Dakota ERA - Active 01/09/2017
Ohio ERA - Active 01/09/2017
Oklahoma ERA - Active 01/09/2017
Oregon ERA - Active 01/09/2017
Pennsylvania ERA - Active 01/09/2017
Puerto Rico ERA - Active 01/09/2017
Rhode Island ERA - Active 01/09/2017
South Carolina ERA - Active 01/09/2017
South Dakota ERA - Active 01/09/2017
Tennessee ERA - Active 01/09/2017
Texas ERA - Active 01/09/2017
Utah ERA - Active 01/09/2017
Vermont ERA - Active 01/09/2017
Virgin Islands ERA - Active 01/09/2017
Virginia ERA - Active 01/09/2017
Washington ERA - Active 01/09/2017
West Virginia ERA - Active 01/09/2017
Wisconsin ERA - Active 01/09/2017