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Investment Adviser Firm Summary

VANHAU ASSET MANAGEMENT LIMITED (CRD# 285332 / SEC# 802-108960)
Alternate Names: VANHAU ASSET MANAGEMENT , VANHAU ASSET MANAGEMENT LIMITED

This adviser FILES REPORT(S) as an Exempt Reporting Adviser with the jurisdiction(s) listed below.


REGISTRATION STATUS


Not Currently Registered


NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


Not Currently Notice Filed


EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


SEC / Jurisdiction REPORTING STATUS _ EFFECTIVE DATE
SEC ERA - Active 01/09/2017
Alabama ERA - Withdrawn 01/30/2019
Alaska ERA - Withdrawn 01/30/2019
Arizona ERA - Withdrawn 01/30/2019
Arkansas ERA - Withdrawn 01/30/2019
California ERA - Withdrawn 01/30/2019
Colorado ERA - Withdrawn 01/30/2019
Connecticut ERA - Withdrawn 01/30/2019
Delaware ERA - Withdrawn 01/30/2019
District of Columbia ERA - Withdrawn 01/30/2019
Florida ERA - Withdrawn 01/30/2019
Georgia ERA - Withdrawn 01/30/2019
Hawaii ERA - Withdrawn 01/30/2019
Idaho ERA - Withdrawn 01/30/2019
Illinois ERA - Withdrawn 01/12/2017
Indiana ERA - Withdrawn 01/30/2019
Iowa ERA - Withdrawn 01/30/2019
Kansas ERA - Withdrawn 01/30/2019
Kentucky ERA - Withdrawn 01/30/2019
Louisiana ERA - Withdrawn 01/30/2019
Maine ERA - Withdrawn 01/30/2019
Maryland ERA - Withdrawn 01/30/2019
Massachusetts ERA - Withdrawn 01/30/2019
Michigan ERA - Withdrawn 01/30/2019
Minnesota ERA - Withdrawn 01/30/2019
Mississippi ERA - Withdrawn 01/30/2019
Missouri ERA - Withdrawn 01/30/2019
Montana ERA - Withdrawn 01/30/2019
Nebraska ERA - Withdrawn 01/30/2019
Nevada ERA - Withdrawn 01/30/2019
New Hampshire ERA - Withdrawn 01/30/2019
New Jersey ERA - Withdrawn 01/17/2017
New Mexico ERA - Withdrawn 01/30/2019
New York ERA - Withdrawn 01/30/2019
North Carolina ERA - Withdrawn 01/30/2019
North Dakota ERA - Withdrawn 01/30/2019
Ohio ERA - Withdrawn 01/30/2019
Oklahoma ERA - Withdrawn 01/30/2019
Oregon ERA - Withdrawn 01/30/2019
Pennsylvania ERA - Withdrawn 01/30/2019
Puerto Rico ERA - Withdrawn 01/30/2019
Rhode Island ERA - Withdrawn 01/30/2019
South Carolina ERA - Withdrawn 01/30/2019
South Dakota ERA - Withdrawn 01/30/2019
Tennessee ERA - Withdrawn 01/30/2019
Texas ERA - Withdrawn 01/30/2019
Utah ERA - Withdrawn 01/30/2019
Vermont ERA - Withdrawn 01/30/2019
Virgin Islands ERA - Withdrawn 01/30/2019
Virginia ERA - Withdrawn 01/30/2019
Washington ERA - Withdrawn 01/30/2019
West Virginia ERA - Withdrawn 01/30/2019
Wisconsin ERA - Withdrawn 01/30/2019