Investment Adviser Firm Summary

WEALTHSIMPLE US, LTD. (CRD# 284471 / SEC# 801-108377)
Alternate Names: WEALTHSIMPLE US, LTD.

The adviser's REGISTRATION status is listed below.


SEC Approved 10/06/2016


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

Alabama 02/03/2017
Alaska 02/03/2017
Arizona 02/03/2017
Arkansas 02/03/2017
California 02/03/2017
Colorado 02/03/2017
Connecticut 02/03/2017
Delaware 02/03/2017
District of Columbia 02/03/2017
Florida 02/03/2017
Georgia 02/03/2017
Hawaii 02/03/2017
Idaho 02/03/2017
Illinois 02/07/2017
Indiana 02/03/2017
Iowa 02/03/2017
Kansas 02/03/2017
Kentucky 02/03/2017
Louisiana 02/03/2017
Maine 02/03/2017
Maryland 02/03/2017
Massachusetts 02/03/2017
Michigan 02/03/2017
Minnesota 02/03/2017
Mississippi 02/03/2017
Missouri 02/03/2017
Montana 02/03/2017
Nebraska 02/03/2017
Nevada 02/03/2017
New Hampshire 02/03/2017
New Jersey 02/23/2017
New Mexico 02/03/2017
New York 10/06/2016
North Carolina 02/03/2017
North Dakota 02/03/2017
Ohio 02/03/2017
Oklahoma 02/03/2017
Oregon 02/03/2017
Pennsylvania 02/03/2017
Puerto Rico 02/03/2017
Rhode Island 02/03/2017
South Carolina 02/03/2017
South Dakota 02/03/2017
Tennessee 02/03/2017
Texas 02/03/2017
Utah 02/03/2017
Vermont 02/03/2017
Virgin Islands 02/03/2017
Virginia 02/03/2017
Washington 02/03/2017
West Virginia 02/03/2017
Wisconsin 02/03/2017


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser