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Investment Adviser Firm Summary

STRATEGIC WEALTH ADVISORS GROUP, LLC (CRD# 283824 / SEC# 801-107913)
Alternate Names: AFFINITY WEALTH PLANNING , AMERICAN FINANCIAL ADVISORS, INC. , ANACORTES FINANCIAL ASSOCIATES , AQUARIUS WEALTH MANAGEMENT, LLC , ARAKELIAN WEALTH MANAGEMENT , AWA WEALTH MANAGEMENT, LLC , BIG TREES WEALTH MANGEMENT , BLACK STONE FINANCIAL, INC. , BRIGHT WEALTH PLANNING , BROWN FINANCIAL SERVICES GROUP , CAMINO ADVISORS , CAPITAL FINANCIAL SERVICES , CLARITY FINANCIAL PLANNING, INC. , COLORADO WEST INVESTMENTS, INC. , COLUMBIA ADVISORY PARTNERS, LLC , COMMON SENSONOMICS WEALTH MANAGEMENT , CYPRESS PRIVATE WEALTH , DALE Q. RICE INVESTMENT MANAGEMENT, LTD. , DIAMOND GROUP WEALTH ADVISORS, THE , EQUITY DEVELOPMENT CORPORATION , FISKE FINANCIAL STRATEGIES , FORONJY FINANCIAL , FRANK DEPTOLA AND ASSOCIATES, LLC , GIORDANO WEALTH MANAGEMENT GROUP, LLC , GROOMS WEALTH MANAGEMENT, LLC , HAPPINESS WEALTH MANAGEMENT , IMD FINANCIAL, LLC , INTEGRATED WEALTH MANAGEMENT , INTEGRITY CAPITAL WEALTH MANAGEMENT, LLC , INTEGRITY FINANCIAL SERVICES , JBT FINANCIAL, LLC , KLEIN INVESTMENT STRATEGIES , LAURUS FINANCIAL GROUP , LEXINGTON WEALTH ADVISORS , LIGHTHOUSE STRATEGIC ADVISORS, LLC , MACKESON ADVISORY , MACLISE GROOMS WEALTH MANAGEMENT, LLC , MARSHALL WEALTH MANAGEMENT GROUP , MERCER PUTNEY FINANCIAL ADVISORS , MILLS WEALTH MANAGEMENT GROUP , MULTIGEN WEALTH SERVICES, INC. , NAPOLI WEALTH MANAGEMENT , NURTURED WEALTH , OAK WEALTH MANAGEMENT, LLC , OSTDIEK FINANCIAL AND INSURANCE , PARAGON FINANCIAL PLANNING , PROVIDENCE WEALTH PLANNING, INC. , PURPOSE FINANCIAL ADVISORS, LLC , RAHN WEALTH MANAGEMENT, LLC , RAU FINANCIAL STRATEGIES, LLC , RED TOWER ADVISORS , RETIREMENT WEALTH ADVISORS, INC. , ROCCO & ASSOCIATES WEALTH MANAGEMENT, INC. , SLANKSTER FINANCIAL , SONOMA COUNTY WEALTH ADVISORS , SPRAGUE WEALTH SOLUTIONS, LLC , STANFORD FEDERAL CREDIT UNION , STEPHENSON COMPANY, THE , STRATEFIC WEALTH ADVISORS GROUP, LLC , STRATEGIC WEALTH ADVISORS GROUP , STRATEGIC WEALTH ADVISORS GROUP, INC. , STRATEGIC WEALTH ADVISORS GROUP, LLC , THE FINANCIAL SERVICES NETWORK , UNIFIED WEALTH ADVISORS , VAN KESTEREN CAPITAL MANAGEMENT , VIREN AND ASSOCIATES, INC. , WARNER WEALTH STRATEGIES , WESTERN WEALTH MANAGEMENT, INC. , WESTLAKE FINANCIAL MANAGEMENT , YERBA BUENA FINANCIAL PARTNERS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/08/2016

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/23/2018
Alaska 10/10/2016
Arizona 06/08/2016
Arkansas 06/08/2016
California 06/08/2016
Colorado 06/08/2016
Connecticut 06/08/2016
Delaware 05/02/2017
District of Columbia 06/08/2016
Florida 06/08/2016
Georgia 06/08/2016
Idaho 06/08/2016
Illinois 06/08/2016
Indiana 06/08/2016
Louisiana 06/08/2016
Maryland 06/08/2016
Michigan 06/08/2016
Nebraska 10/11/2016
Nevada 06/08/2016
New Hampshire 06/08/2016
New Mexico 06/08/2016
New York 06/08/2016
North Carolina 06/08/2016
Ohio 06/08/2016
Oklahoma 06/08/2016
Oregon 06/08/2016
Pennsylvania 06/08/2016
Tennessee 10/10/2016
Texas 06/08/2016
Utah 06/08/2016
Vermont 06/08/2016
Virginia 06/08/2016
Washington 06/08/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser