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Investment Adviser Firm Summary

STRATOS WEALTH ADVISORS LLC (CRD# 283816 / SEC# 801-108211)
Alternate Names: CLAPBOARD HILL PRIVATE WEALTH , GENERATIONS INVESTMENT MANAGEMENT , MAJIED FINANCIAL GROUP, LLC , NEXTIER WEALTH MANAGEMENT , NILSEN FINANCIAL SERVICES, LLC , PALATINE HILL, LLC , RIVERVIEW WEALTH PARTNERS , STRATOS WEALTH ADVISORS LLC , TRUE NORTH WEALTH PARTNERS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/15/2016

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/09/2017
Alaska 01/09/2017
Arizona 12/14/2016
Arkansas 01/09/2017
California 12/14/2016
Colorado 01/09/2017
Connecticut 01/09/2017
Delaware 01/09/2017
District of Columbia 01/09/2017
Florida 12/09/2016
Georgia 12/14/2016
Hawaii 01/09/2017
Idaho 01/09/2017
Illinois 02/07/2017
Indiana 01/09/2017
Iowa 01/09/2017
Kansas 01/09/2017
Kentucky 01/09/2017
Louisiana 01/09/2017
Maine 01/09/2017
Maryland 12/09/2016
Massachusetts 01/09/2017
Michigan 01/09/2017
Minnesota 01/09/2017
Mississippi 01/09/2017
Missouri 12/14/2016
Montana 01/09/2017
Nebraska 01/09/2017
Nevada 01/09/2017
New Hampshire 01/09/2017
New Jersey 02/02/2017
New Mexico 01/09/2017
New York 01/09/2017
North Carolina 12/14/2016
North Dakota 01/09/2017
Ohio 08/15/2016
Oklahoma 01/09/2017
Oregon 01/09/2017
Pennsylvania 12/27/2016
Rhode Island 01/09/2017
South Carolina 01/09/2017
South Dakota 01/09/2017
Tennessee 01/09/2017
Texas 12/09/2016
Utah 12/14/2016
Vermont 01/09/2017
Virginia 12/08/2016
Washington 01/09/2017
West Virginia 01/09/2017
Wisconsin 01/09/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser