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Investment Adviser Firm Summary

WESTERN WEALTH MANAGEMENT LLC (CRD# 283545 / SEC# 801-107762)
Alternate Names: ADVANCED DIVORCE SOLUTIONS, LLC , AFFINITY WEALTH MANAGEMENT GROUP , ALLOCATED FINANCIAL PLANNING , ALPHA INVESTMENT STRATEGIES , APRISENT FINANCIAL GROUP , BEDFORD WEALTH ADVISORS , BLANCHARD WEALTH MANAGEMENT , BUSINESS & PERSONAL FINANCE LTD , BUSINESS AND PERSONAL FINANCE, LTD. , CASTLE PINES WEALTH MANAGEMENT GROUP , CENTRAL PARK PRIVATE WEALTH MANAGEMENT , COMPASS BENEFIT PARTNERS , D. FRANK & ASSOCIATES , DC & ASSOCIATES, INC. , DC & ASSOCIATES, INC. ADVANCED FINANCIAL SOLUTIONS , DELOIA WEALTH MANAGEMENT , DESTINATION INVESTMENT STRATEGIES , DURABLE WEALTH MANAGEMENT , EZZELL FINANCIAL GROUP , FLEMING FINANCIAL MANAGEMENT , FORTUNATE FAMILY OFFICE , FORTUNATE FAMILY OFFICES , FORWARD FINANCIAL STRATEGIES , FRONT RANGE WEALTH MANAGEMENT , GAIA WEALTH MANAGEMENT , HASSON FINANCIAL , INTEGRATED FINANCIAL WELLNESS , INTEGRATED WEALTH STRATEGIES , INVESTMENT & RETIREMENT CENTER LOCATED AT AIR ACADEMY FEDERAL CREDIT UNION , INVESTMENT & RETIREMENT CENTER LOCATED AT CREDIT UNION OF DENVER , JACKSON FINANCIAL MANAGEMENT , JUMET FINANCIAL LLC , KENNEBEC WEALTH MANAGEMENT , KEYSTONE FINANCIAL SERVICES , LONGVIEW WEALTH STRATEGIES , MAJESTIC WEALTH MANAGEMENT, LLC , MAKKAI CAPITAL MANAGEMENT , MONARCH ADVISORY GROUP , NEW WEST ADVISORS , PALADIN WEALTH MANAGEMENT, LLC , PEAK WEALTH ADVISORS , RETIRE BY DESIGN GROUP , ROCKY MOUNTAIN WEALTH MANAGEMENT , SENTINEL WEALTH MANAGEMENT , SUMMIT FINANCIAL GROUP , WESTERN WEALTH ADVISORS , WESTERN WEALTH ADVISORS, TEXAS , WESTERN WEALTH MANAGEMENT LLC , WHITSELL FINANCIAL PARTNERS , WOODLAKE WEALTH MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/31/2016

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 05/31/2016
California 06/01/2016
Colorado 05/31/2016
Connecticut 05/31/2016
Delaware 05/31/2016
District of Columbia 03/29/2018
Florida 05/31/2016
Georgia 05/31/2016
Hawaii 02/22/2017
Idaho 03/29/2018
Illinois 05/31/2016
Kansas 05/31/2016
Kentucky 03/29/2018
Louisiana 02/22/2017
Maine 02/22/2017
Maryland 05/31/2016
Massachusetts 05/31/2016
Michigan 02/22/2017
Minnesota 05/31/2016
Missouri 05/31/2016
Nebraska 03/29/2018
Nevada 02/22/2017
New Hampshire 05/31/2016
New Jersey 06/06/2016
New Mexico 05/31/2016
New York 05/31/2016
North Carolina 02/22/2017
Ohio 05/31/2016
Oklahoma 02/22/2017
Oregon 02/22/2017
Pennsylvania 05/31/2016
South Carolina 03/29/2018
South Dakota 02/22/2017
Tennessee 05/31/2016
Texas 05/31/2016
Utah 02/22/2017
Vermont 02/22/2017
Virginia 08/05/2016
Washington 05/31/2016
Wisconsin 03/29/2018
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser