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Investment Adviser Firm Summary

USA FINANCIAL EXCHANGE CORPORATION (CRD# 283466 / SEC# 801-107771)
Alternate Names: USA FINANCIAL EXCHANGE , USA FINANCIAL EXCHANGE CORPORATION

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/18/2016

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/18/2016
Alaska 05/18/2016
Arizona 05/18/2016
Arkansas 05/18/2016
California 05/18/2016
Colorado 05/18/2016
Connecticut 05/18/2016
Delaware 05/18/2016
District of Columbia 05/18/2016
Florida 05/18/2016
Georgia 05/18/2016
Hawaii 05/18/2016
Idaho 05/18/2016
Illinois 07/06/2016
Indiana 05/18/2016
Iowa 05/18/2016
Kansas 05/18/2016
Kentucky 05/18/2016
Louisiana 05/18/2016
Maine 05/18/2016
Maryland 05/18/2016
Massachusetts 05/18/2016
Michigan 05/18/2016
Minnesota 05/18/2016
Mississippi 05/18/2016
Missouri 05/18/2016
Montana 05/18/2016
Nebraska 05/18/2016
Nevada 05/18/2016
New Hampshire 05/18/2016
New Jersey 06/03/2016
New Mexico 05/18/2016
New York 05/18/2016
North Carolina 05/18/2016
North Dakota 05/18/2016
Ohio 05/18/2016
Oklahoma 05/18/2016
Oregon 05/18/2016
Pennsylvania 05/18/2016
Puerto Rico 05/18/2016
Rhode Island 05/18/2016
South Carolina 05/18/2016
South Dakota 05/18/2016
Tennessee 05/18/2016
Texas 05/18/2016
Utah 05/18/2016
Vermont 05/18/2016
Virgin Islands 05/18/2016
Virginia 05/18/2016
Washington 05/18/2016
West Virginia 05/18/2016
Wisconsin 05/18/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser