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Investment Adviser Firm Summary

SUNTRUST ADVISORY SERVICES, INC. (CRD# 283390 / SEC# 801-107729)
Alternate Names: SUNTRUST ADVISORY SERVICES LLC , SUNTRUST ADVISORY SERVICES, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/18/2016

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/23/2016
Alaska 02/24/2017
Arizona 03/07/2017
Arkansas 08/08/2016
California 05/18/2016
Colorado 01/03/2017
Connecticut 02/27/2017
Delaware 05/18/2016
District of Columbia 05/18/2016
Florida 05/18/2016
Georgia 05/18/2016
Hawaii 03/07/2017
Idaho 02/02/2017
Illinois 02/16/2017
Indiana 01/26/2017
Iowa 01/30/2017
Kansas 02/02/2017
Kentucky 01/03/2017
Louisiana 03/07/2017
Maine 03/07/2017
Maryland 05/18/2016
Massachusetts 01/26/2017
Michigan 01/30/2017
Minnesota 01/26/2017
Mississippi 05/18/2016
Missouri 01/26/2017
Montana 01/03/2017
Nebraska 02/27/2017
Nevada 01/30/2017
New Hampshire 01/03/2017
New Jersey 03/02/2017
New Mexico 02/02/2017
New York 02/28/2017
North Carolina 05/18/2016
North Dakota 03/07/2017
Ohio 01/30/2017
Oklahoma 02/24/2017
Oregon 03/06/2017
Pennsylvania 02/15/2017
Puerto Rico 10/16/2018
Rhode Island 01/26/2017
South Carolina 05/18/2016
South Dakota 03/07/2017
Tennessee 05/18/2016
Texas 02/09/2017
Utah 03/07/2017
Vermont 01/26/2017
Virginia 05/18/2016
Washington 02/02/2017
West Virginia 05/18/2016
Wisconsin 01/30/2017
Wyoming 10/16/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser