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Investment Adviser Firm Summary

KESTRA ADVISORY SERVICES, LLC (CRD# 283330 / SEC# 801-56126)
Alternate Names: KESTRA ADVISORY SERVICES, LLC , NFP ADVISOR SERVICES LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/31/1998

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/22/1998
Alaska 07/21/2016
Arizona 03/29/2010
Arkansas 10/10/1997
California 12/31/1998
Colorado 02/24/1999
Connecticut 02/01/1999
Delaware 07/21/2016
District of Columbia 05/18/2001
Florida 12/12/1997
Georgia 07/21/2016
Hawaii 03/22/2001
Idaho 03/22/2001
Illinois 10/16/1997
Indiana 02/09/1998
Iowa 04/05/1999
Kansas 12/31/1998
Kentucky 03/01/1998
Louisiana 07/21/2016
Maine 03/25/1998
Maryland 01/02/1998
Massachusetts 07/21/2016
Michigan 12/31/1998
Minnesota 07/21/2016
Mississippi 02/08/1999
Missouri 02/01/1999
Montana 02/02/1999
Nebraska 02/25/1998
Nevada 01/31/2001
New Hampshire 07/21/2016
New Jersey 04/26/1997
New Mexico 07/21/2016
New York 07/21/2016
North Carolina 07/21/2016
North Dakota 07/21/2016
Ohio 04/14/1999
Oklahoma 07/21/2016
Oregon 02/05/1998
Pennsylvania 08/08/2006
Puerto Rico 07/21/2016
Rhode Island 09/10/1997
South Carolina 07/21/2016
South Dakota 03/22/2001
Tennessee 02/11/1999
Texas 01/24/1997
Utah 04/02/1999
Vermont 07/21/2016
Virgin Islands 07/21/2016
Virginia 02/01/2001
Washington 07/21/2016
West Virginia 07/21/2016
Wisconsin 01/08/1998
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser