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Investment Adviser Firm Summary

CONTINUUM ADVISORY, LLC (CRD# 283155 / SEC# 801-107439)
Alternate Names: 3 FINANCIAL GROUP , AMERICAN FINANCIAL MANAGEMENT , CLARK STREET FINANCIAL , CONTINUUM ADVISORY, LLC , HANOVER FINANCIAL GROUP , KELLY FINANCIAL ADVISORS, LLC , LENTINI FINANCIAL ADVISORY , NAST GROUP FINANCIAL , PACIFIC FINANCIAL GROUP , RASSLER FINANCIAL , THOMANN FINANCIAL SERVICES , TRANSITIONAL WEALTH STRATEGIES , WEALTH MANAGEMENT ASSOCIATES , WEALTH MANAGEMENT ASSOCIATES OF COLORADO

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/30/2016

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 04/04/2016
Arkansas 12/20/2017
California 04/04/2016
Colorado 08/05/2016
Florida 12/20/2017
Hawaii 03/31/2017
Idaho 12/20/2017
Illinois 12/20/2017
Kansas 12/20/2017
Maryland 04/04/2016
Massachusetts 12/20/2017
Michigan 02/08/2018
Missouri 03/31/2017
Nebraska 08/05/2016
Nevada 04/04/2016
New Hampshire 04/04/2016
New York 03/31/2018
Ohio 03/31/2018
Oregon 04/04/2016
Pennsylvania 04/04/2016
South Carolina 03/31/2018
Texas 04/04/2016
Utah 03/31/2018
Vermont 03/31/2017
Virginia 03/31/2017
Washington 04/04/2016
Wyoming 12/20/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser