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Investment Adviser Firm Summary

WORLD TREND FINANCIAL PLANNING SERVICES, LTD. (CRD# 28289 / SEC# 8-43693, 801-68763)
Alternate Names: WORLD TREND FINANCIAL PLANNING SERVICES, LTD. , WORLD TREND INVESTMENTS, LTD.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/14/2008
Iowa Terminated 01/29/2009

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 12/10/2014
Arkansas 02/01/2011
California 12/10/2014
Colorado 12/10/2014
Connecticut 12/10/2014
Florida 12/10/2014
Illinois 02/07/2011
Iowa 02/15/2008
Louisiana 12/22/2017
Michigan 12/22/2017
Minnesota 12/10/2014
Missouri 02/01/2011
Pennsylvania 12/22/2017
South Dakota 12/22/2017
Texas 12/22/2017
Utah 02/01/2011
Wisconsin 12/10/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser