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Investment Adviser Firm Summary

WEALTHSOURCE PARTNERS, LLC (CRD# 282202 / SEC# 801-107199)
Alternate Names: AVANT-GARDE ADVISORS LLC , BARRETT PLANNING GROUP, INC. , LEGACY WEALTH ADVISORS , VELLUM FINANCIAL, LLC , VICTORY INDEPENDENT PLANNING, LLC , WEALTHSOURCE PARTNERS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/18/2016

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 02/18/2016
California 02/18/2016
Colorado 02/18/2016
Delaware 02/08/2018
Florida 02/18/2016
Georgia 02/08/2018
Hawaii 02/18/2016
Idaho 01/26/2017
Illinois 02/18/2016
Louisiana 02/18/2016
Massachusetts 02/08/2018
Michigan 02/18/2016
Montana 02/08/2018
Nebraska 02/18/2016
Nevada 01/26/2017
New Hampshire 02/18/2016
New Jersey 02/18/2016
New Mexico 02/08/2018
Oklahoma 02/08/2018
Oregon 02/18/2016
South Carolina 02/08/2018
Texas 02/18/2016
Virginia 02/08/2018
Washington 02/18/2016
Wisconsin 02/08/2018
Wyoming 02/08/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser