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Investment Adviser Firm Summary

CENTURY SECURITIES ASSOCIATES, INC. (CRD# 28218 / SEC# 8-43514, 801-43561)
Alternate Names: CENTURY SECURITIES ASSOCIATES INC , CENTURY SECURITIES ASSOCIATES, INC.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/19/1993

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/08/2002
Alaska 03/21/2003
Arizona 01/15/2003
Arkansas 03/10/2006
California 01/06/1999
Colorado 08/27/2003
Connecticut 03/08/2006
Delaware 03/28/2006
District of Columbia 03/30/2016
Florida 03/28/1995
Georgia 01/12/1999
Hawaii 01/04/2013
Idaho 03/08/2006
Illinois 08/21/1996
Indiana 02/05/2003
Iowa 04/01/2010
Kansas 03/12/2001
Kentucky 02/09/2001
Louisiana 03/21/2003
Maine 03/08/2006
Maryland 10/23/2000
Michigan 02/13/2001
Minnesota 03/21/2006
Mississippi 04/01/2003
Missouri 04/22/1993
Montana 09/26/2003
Nebraska 03/31/2015
Nevada 04/01/2002
New Hampshire 09/17/2003
New Jersey 10/14/2003
New Mexico 01/04/2013
New York 03/08/2006
North Carolina 02/13/2001
North Dakota 01/04/2013
Ohio 04/06/2000
Oklahoma 06/17/2002
Oregon 03/14/2003
Pennsylvania 04/01/2003
Puerto Rico 03/30/2016
Rhode Island 03/30/2016
South Carolina 03/31/2010
South Dakota 03/30/2016
Tennessee 11/22/2005
Texas 09/13/2002
Utah 01/08/2003
Vermont 03/30/2016
Virgin Islands 03/30/2016
Virginia 05/09/2000
Washington 09/26/2003
West Virginia 03/30/2016
Wisconsin 02/14/2000
Wyoming 07/03/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser