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Investment Adviser Firm Summary

BLACKRIDGE ASSET MANAGEMENT, LLC (CRD# 277085 / SEC# 801-108114)
Alternate Names: BLACKRIDGE ASSET MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/08/2016
Florida Terminated 07/13/2016
New York Terminated 07/13/2016

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arkansas 03/12/2018
California 07/28/2016
Florida 07/07/2016
Georgia 08/02/2018
Illinois 09/05/2017
Louisiana 02/14/2018
Maryland 07/26/2018
Massachusetts 01/26/2018
Michigan 03/17/2017
Minnesota 05/31/2017
Missouri 08/02/2016
New Hampshire 07/13/2016
New Jersey 12/02/2016
New York 07/07/2016
North Carolina 05/16/2017
Ohio 11/21/2016
Pennsylvania 07/28/2016
South Carolina 03/12/2018
Texas 07/13/2016
Virginia 04/10/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser