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Investment Adviser Firm Summary

GEORGE MCKELVEY CO., INC. (CRD# 2733 / SEC# 8-17597, 801-15425)
Alternate Names: GEORGE MCKELVEY CO., INC.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/04/1980

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 07/08/1997
Connecticut 03/29/2004
District of Columbia 04/02/2007
Florida 11/07/1997
Illinois 04/10/2003
Kentucky 03/14/2006
Louisiana 11/19/2014
Maryland 04/02/2007
Massachusetts 06/18/2015
New Hampshire 04/02/2007
New Jersey 02/20/2008
New York 03/27/2003
Pennsylvania 10/18/1999
South Carolina 06/25/2013
Texas 10/10/1997
Vermont 01/01/1998
Virginia 04/02/2007

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser