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Investment Adviser Firm Summary

HUMAN INTEREST ADVISORS LLC (CRD# 269875 / SEC# 801-100429)
Alternate Names: CAPTAIN ADVISORS LLC , CAPTAIN401 INC. , HUMAN INTEREST ADVISORS LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/25/2015

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 10/06/2016
Arizona 06/19/2017
Arkansas 09/27/2017
California 06/25/2015
Colorado 02/04/2016
Connecticut 06/19/2017
Delaware 06/19/2017
District of Columbia 02/04/2016
Florida 01/10/2017
Georgia 10/06/2016
Hawaii 06/04/2018
Idaho 06/22/2016
Illinois 01/11/2017
Indiana 06/19/2017
Iowa 06/13/2017
Kansas 06/04/2018
Kentucky 09/27/2017
Louisiana 01/13/2016
Maine 06/04/2018
Maryland 06/19/2017
Massachusetts 06/22/2016
Michigan 02/04/2016
Minnesota 10/06/2016
Missouri 06/22/2016
Montana 06/22/2016
Nebraska 06/15/2018
Nevada 09/27/2017
New Jersey 07/08/2016
New York 02/04/2016
North Carolina 06/19/2017
Ohio 06/13/2017
Oklahoma 06/27/2018
Oregon 06/19/2017
Pennsylvania 02/04/2016
Rhode Island 06/27/2018
South Carolina 09/27/2017
Tennessee 09/27/2017
Texas 01/13/2016
Utah 02/04/2016
Vermont 06/22/2016
Virginia 06/22/2016
Washington 06/22/2016
West Virginia 06/15/2018
Wisconsin 02/04/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser