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Investment Adviser Firm Summary

LIDO ADVISORS, LLC (CRD# 269866 / SEC# 801-100433)
Alternate Names: LIDO ADVISORS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/01/2015

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/01/2015
Arizona 07/01/2015
California 07/01/2015
Colorado 07/01/2015
Connecticut 09/26/2018
Delaware 01/04/2019
Florida 07/01/2015
Georgia 05/25/2017
Idaho 01/04/2019
Illinois 01/22/2016
Indiana 01/04/2019
Iowa 01/04/2019
Kansas 01/04/2019
Kentucky 01/04/2019
Louisiana 07/01/2015
Maryland 01/04/2019
Massachusetts 01/04/2019
Michigan 04/04/2018
Minnesota 04/04/2018
Mississippi 01/04/2019
Missouri 01/04/2019
Nevada 07/01/2015
New Hampshire 01/04/2019
New Jersey 05/04/2016
New Mexico 01/04/2019
New York 07/01/2015
North Carolina 01/04/2019
Ohio 01/04/2019
Oregon 03/30/2017
Pennsylvania 09/26/2018
Puerto Rico 01/04/2019
South Dakota 01/04/2019
Tennessee 07/01/2015
Texas 07/01/2015
Utah 08/09/2018
Virginia 03/30/2017
Washington 03/31/2016
Wisconsin 01/04/2019
Wyoming 01/04/2019

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser