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Investment Adviser Firm Summary

EQUITY SERVICES, INC. (CRD# 265 / SEC# 8-14286, 801-41722)
Alternate Names: 360 DEGREE PANORAMIC WEALTHVIEW , EQUITY SERVICES, INC. , ESI FINANCIAL ADVISORS , FIRST AMERICAN FINANCIAL

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/09/1992

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/05/1992
Alaska 04/11/2000
Arizona 03/26/2007
Arkansas 01/01/1994
California 07/08/1997
Colorado 05/21/2002
Connecticut 12/01/1997
Delaware 05/29/2002
District of Columbia 12/06/2001
Florida 07/30/1992
Georgia 12/05/2001
Idaho 01/06/1999
Illinois 09/26/1994
Indiana 02/13/2001
Iowa 03/27/2007
Kansas 12/11/1997
Kentucky 12/05/2001
Maine 10/12/1994
Maryland 09/30/1994
Michigan 02/10/2010
Minnesota 02/01/1996
Mississippi 10/29/1997
Missouri 12/16/1993
Montana 01/03/2000
Nebraska 09/29/1997
Nevada 05/10/2001
New Hampshire 01/01/1994
New Jersey 05/21/2002
New Mexico 07/16/2002
New York 11/18/1993
North Carolina 01/31/2001
North Dakota 01/16/2008
Ohio 03/23/2000
Oklahoma 02/04/1999
Oregon 12/03/2001
Pennsylvania 02/04/1993
Rhode Island 12/05/2001
South Carolina 01/31/2001
Tennessee 03/29/2006
Texas 01/16/2004
Utah 09/21/1994
Vermont 11/03/1994
Virginia 10/16/1992
Washington 02/12/1993
West Virginia 03/26/2007
Wisconsin 08/24/1994

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser